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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
LAFERTY COMMISSION PROCEEDING SECURITIES ACT INSTITUTING OFFERINGS FINDINGS PURSUANT VIOLATION RESPONDENT OFFICER FTF LEAD LISTS SALE EXCHANGE COMMISSION MATTER JOSEPH ISSUING DEEMS PURPOSE HEREBY CHIEF INVESTORS NATIONWIDE REVIEWING OFFERING DOCUMENTS AUTHORIZED PAYMENT EXEMPT INTERSTATE COMMERCE MAILS |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 7811 / March 15, 2000
ADMINISTRATIVE PROCEEDING
File No. 3-10158
In the Matter of
JOSEPH J. LAFERTY,
Respondent.
ORDER INSTITUTING PUBLIC
CEASE-AND-DESIST
PROCEEDING, MAKING
FINDINGS AND ISSUING A
CEASE-AND-DESIST ORDER
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate that a public cease-and-desist proceeding pursuant to
Section 8A of the Securities Act of 1933 ("Securities Act") be
instituted against respondent Joseph J. Laferty ("Laferty").
II.
In anticipation of the institution of this cease-and-desist
proceeding, Laferty has submitted an Offer of Settlement ("Offer"),
which the Commission has determined to accept. Solely for the purpose
of this proceeding and any other proceeding brought by or on behalf of
the Commission, or in which the Commission is a party, and without
admitting or denying the findings contained herein, except that
Laferty admits the jurisdiction of the Commission over him and over
the subject matter of this proceeding, Laferty consents to the entry
of this Order Instituting Public Cease-and-Desist Proceeding, Making
Findings and Issuing a Cease-and-Desist Order ("Order").
Accordingly, IT IS ORDERED that a proceeding pursuant to Section 8A of
the Securities Act be, and hereby is, instituted.
III.
On the basis of this Order and Laferty's Offer, the Commission finds
that
SNIPPETS:
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