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SEC v JETHRO J. BARLOW, CPA, ALAN K. BURTON, J. EDWARDS COX, et al Click to find out why . . .



Keywords & Phrases
CaseNo: 33-7812, Defendant: Jethro J. Barlow, CPA, Alan K. Burton, J. Edwards Cox,Robert G. Weeks, David A. Hesterman, and Kenneth L. Weeks, Plaintiff: SEC, UniqueCaseRef: SEC>33-7812, Exchange Act, Cox, Burton, Securities, Dynamic American, Commission, Reports, Violations, Directors, Thereunder, Officers, Alan, Pursuant, Corporations, Registration Statement, Material Facts, Stock, Sub-paragraph, Edwards Cox, Hesterman, Respondents, Findings, Resignation, Bolivian Mineral Properties, Sale, Instruments, Disclose, Shares, Failure, Cease-and-desist Order , ContentID: 120244315

Case Documents
1 2000-03-15 SEC ADMINISTRATIVE PROCEEDING
[ see first page and extracted highlights below  ] ItemID: 111049
5 pages
HTML
Total Documents: 1 document , 5 pages
Price: $ 19.95


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1 . SEC ADMINISTRATIVE PROCEEDING

EXTRACTED KEY WORDS
COX
BURTON
SECURITIES
DYNAMIC AMERICAN
COMMISSION
REPORTS
VIOLATIONS
DIRECTORS
THEREUNDER
OFFICERS
ALAN
PURSUANT
CORPORATIONS
REGISTRATION STATEMENT
MATERIAL FACTS
STOCK
SUB-PARAGRAPH
EDWARDS COX
HESTERMAN
RESPONDENTS
FINDINGS
RESIGNATION
BOLIVIAN MINERAL PROPERTIES
SALE
INSTRUMENTS
DISCLOSE
SHARES
FAILURE
CEASE-AND-DESIST ORDER
   UNITED STATES OF AMERICA
   Before the
   SECURITIES AND EXCHANGE COMMISSION

   SECURITIES ACT OF 1933
   Release No. 7812 / March 15, 2000

   SECURITIES EXCHANGE ACT OF 1934
   Release No. 42532 / March 15, 2000

   ADMINISTRATIVE PROCEEDING
   File No. 3-9952

   In the Matter of

   Jethro J. Barlow, CPA,
   Alan K. Burton,
   J. Edwards Cox,
   Robert G. Weeks,
   David A. Hesterman, and
   Kenneth L. Weeks,
   Respondents.
   ORDER MAKING FINDINGS
   AND IMPOSING A CEASE-AND-
   DESIST ORDER AS TO
   ALAN K. BURTON AND
   J. EDWARDS COX

   I.

   On August 2, 1999 the Securities and Exchange Commission
   ("Commission") issued an Order Instituting Public Cease-and-Desist
   Proceedings ("Order Instituting") pursuant to Section 8A of the
   Securities Act of 1933 ("Securities Act") and Section 21C of the
   Securities Exchange Act of 1934 ("Exchange Act") against Alan K.
   Burton ("Burton") and J. Edwards Cox ("Cox").

   Burton and Cox have submitted Offers of Settlement ("Offers"), which
   the Commission has determined to accept. Solely for the purpose of
   these proceedings and any other proceedings brought by or on behalf of
   the Commission or in which the Commission is a party, and without
   admitting or denying the findings herein, except the jurisdiction of
   the Commission over them and over the matters set forth herein, which
   they admit, Burton and Cox have consented to the entry of this Order
   Making Findings and Imposing a Cease-and-Desist Order ("Order").

   II.

SNIPPETS:
  • SECURITIES AND EXCHANGE COMMISSION
  • Weeks, David A. Hesterman, and Kenneth L. Weeks, Respondents.
  • ORDER MAKING FINDINGS AND IMPOSING A CEASE-AND-DESIST ORDER AS TO ALAN K. BURTON AND J.
  • 1999 the Securities and Exchange Commission
  • Securities Exchange Act of 1934 against Alan K. Burton and J. Edwards Cox.
  • Solely for the purpose of these proceedings and any other proceedings brought by or on behalf
  • Dynamic American Corp., now a defunct corporation, was formed in 1961 and became a reporting
  • Cox became Dynamic American's vice-president in December 1995, and became acting president
  • During the period from approximately August 1995 to June 1996, Burton violated Section 17of
  • They, directly or indirectly, in connection with the offer, purchase or sale of securities, f the circumstances under which they were made, not misleading; or engaged in acts, transactions,
  • As part of and in furtherance of the conduct described above in sub-paragraph II.4., Burton
  • failed to disclose that Dynamic American acquired certain Bolivian mineral properties from an
  • baselessly valued the Bolivian mineral properties at approximately $40 million, and then
  • failed to disclose that Burton, Cox and Dynamic American's other purported officers and
  • The stock was delivered into U.S. and Canadian brokerage accounts in the names of the
  • At all relevant times Dynamic American was an issuer of securities required to file periodic
  • Burton caused Dynamic American's violations of Section 13of the Exchange Act and Rules 13a-1,
  • above and, until their resignations from Dynamic American, were responsible for Dynamic
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