 |
 |
|
|
|
|
|
|
|
| | | |
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
1
.
SEC ADMINISTRATIVE PROCEEDING
|
EXTRACTED KEY WORDS
EXCHANGE ACT LASER TECH COMMISSION ANNUAL REPORT SECURITIES VIOLATION PURSUANT THEREUNDER FINDINGS RELATED PARTIES TRANSACTIONS RESPONDENT HEREBY IMPOSING DISCLOSE UTAH LASER TECHNOLOGY STOCK WILLIAMS PAID REQUEST BROTHER DAVID WILLIAMS PRESIDENT CHAIRMAN WILLIAMS SIGNED LASER COMMISSION SHORTLY THEREAFTER REGULATION S-K PAYMENT MISLEADING |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 42547 / March 20, 2000
ACCOUNTING AND AUDITING ENFORCEMENT
Release No. 1235 / March 20, 2000
ADMINISTRATIVE PROCEEDING
File No. 3-10161
____________________________
ORDER INSTITUTING PUBLIC
In the Matter of PROCEEDINGS, MAKING FINDINGS,
H. DeWorth Williams, AND IMPOSING A
CEASE-AND-DESIST ORDER
Respondent.
______________________________
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate that public cease-and-desist proceedings be, and hereby
are, instituted pursuant to Section 21C of the Securities Exchange Act
of 1934 ("Exchange Act") to determine whether H. DeWorth Williams
("Williams" or "respondent") caused violations of Section 13(a) of the
Exchange Act, Rule 13a-1 thereunder, and Rule 12b-20.
II.
In anticipation of the institution of these proceedings, Williams has
submitted an Offer of Settlement ("Offer"), which the Commission has
determined to accept. Solely for the purpose of these proceedings and
any other proceedings brought by or on behalf of the Commission or in
which the Commission is a party, and without admitting or denying the
findings contained herein, except that Williams admits the
jurisdiction of the Commission over him and over the subject matter of
these proceedings, Williams consents to the issuance of this Order
Instituting Public Proceedings, Making Findings, and Imposing a
Cease-And-Desist Order ("Order") and to the entry of findings and the
imposition of the relief set forth below.
III.
On the basis of this Order and respondent's Offer, the Commission
finds the following
SNIPPETS:
|
|
|
| | | |
|
|
