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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
AUDIT UFG COMMISSION ACCOUNTANT FINANCIAL STATEMENTS EVIDENTIAL MATTER AUDITOR INCOME INDEPENDENCE REPORT EXCHANGE PRACTICE GAAS FAILURE ATTITUDE INSTITUTING SANCTION PROFESSIONAL CARE SECURITIES FINDINGS IMPOSING PURSUANT DOCUMENTATION SUPPORT MANAGEMENT EXERCISE PROFESSIONAL SKEPTICISM THREAT LITIGATION |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
Securities Exchange Act of 1934
Release No. 42586 / March 29, 2000
Accounting and Auditing Enforcement
Release No. 1241 / March 29, 2000
Administrative Proceeding
File No. 3-10167
_________________________________________________________________
In the Matter of
NANETTE MILLER, CPA
Respondent.
_________________________________________________________________
ORDER INSTITUTING
PROCEEDINGS MAKING FINDINGS
AND IMPOSING A
SANCTION PURSUANT TO
RULE 102(e) OF THE
COMMISSION'S RULES OF PRACTICE
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative
proceedings be, and they hereby are, instituted pursuant to Rule
102(e)(1)(ii) of the Commission's Rules of Practice against Nanette
Miller ("Miller").
II.
In anticipation of the institution of these administrative
proceedings, Miller has submitted an Offer of Settlement ("Offer"),
which the Commission has determined to accept. Solely for the purpose
of this proceeding and any other proceeding brought by or on behalf of
the Commission or in which the Commission is a party, Miller, without
admitting or denying the findings, except as to jurisdiction, which is
admitted, consents to the issuance of this Order Instituting
Proceedings, Making Findings And Imposing A Sanction Pursuant To Rule
102(e) Of The Commission's Rules Of Practice ("Order") and to the
SNIPPETS:
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