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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
EXCHANGE ACT REVENUE COMMISSION TRANSACTION SECURITIES EXCHANGE ACT ACCOUNTING BILL PROCEEDING RESPONDENT JOSEPH FINANCIAL STATEMENTS MFS PROCEEDINGS PURSUANT LETTER AGREEMENT PURCHASE ADVANTIS MISLEADING ANTICIPATION VIOLATIONS LDDS MATERIAL FACTS PERIODIC REPORTS REVENUE RECOGNITION COMMITMENT TRANSNETWORKS NEC QUARTERLY REPORTS ACCOUNTS RECEIVABLES TCG DIGITAL SALESPERSON |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 42588 / March 29, 2000
ACCOUNTING AND AUDITING ENFORCEMENT
Release No. 1244 / March 29, 2000
ADMINISTRATIVE PROCEEDING
File No. 3-10169
_________________________________________________________________
In the Matter of
SETH P. JOSEPH
Respondent.
_________________________________________________________________
ORDER INSTITUTING PUBLIC
CEASE-AND-DESIST
PROCEEDINGS PURSUANT TO
SECTION 21C OF THE
SECURITIES EXCHANGE ACT
OF 1934, MAKING FINDINGS
AND IMPOSING A CEASE-AND- DESIST ORDER
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate to institute public cease-and-desist proceedings pursuant
to Section 21C of the Securities Exchange Act of 1934 ("Exchange Act")
against Respondent Seth P. Joseph ("Joseph").
II.
In anticipation of the institution of these proceedings, Respondent
Joseph submitted an Offer of Settlement ("Offer") to the Commission,
which the Commission has determined to accept. Solely for the purpose
of this proceeding and any other proceeding brought by or on behalf of
the Commission, or in which the Commission is a party, and without
admitting or denying the findings contained herein, except as to the
jurisdiction of the Commission over Respondent Joseph and over the
subject matter of this proceeding which are admitted, Respondent
Joseph by his Offer consents to the entry of this order, and the
findings and the imposition of the cease-and-desist order set forth
SNIPPETS:
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