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SEC v DWIGHT H. STEPHENS Click to find out why . . .



Keywords & Phrases
CaseNo: 33-7871, Defendant: Dwight H. Stephens, Plaintiff: SEC, UniqueCaseRef: SEC>33-7871, Stephens, Securities, Dwight, Discontinuing, Exchange, Commission, Act, Prejudice, United States, America, Admin, Proc, Matter, Enforcement, Serve Dwight, Order Instituting Proceedings, Hereby, Margaret, Mcfarland , ContentID: 120244303

Case Documents
1 2000-07-06 SEC ADMINISTRATIVE PROCEEDING
[ see first page and extracted highlights below  ] ItemID: 111037
1 pages
HTML
Total Documents: 1 document , 1 page.    CAUTION.    PLEASE NOTE THAT THIS IS A ONE PAGE CASE.
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1 . SEC ADMINISTRATIVE PROCEEDING

EXTRACTED KEY WORDS
SECURITIES
DWIGHT
DISCONTINUING
EXCHANGE
COMMISSION
ACT
PREJUDICE
UNITED STATES
AMERICA
ADMIN
PROC
MATTER
ENFORCEMENT
SERVE DWIGHT
ORDER INSTITUTING PROCEEDINGS
HEREBY
MARGARET
MCFARLAND
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION

   Securities Act of 1933
   Rel. No. 7871 / July 6, 2000

   Securities Exchange Act of 1934
   Rel. No. 43012 / July 6, 2000

   Admin. Proc. File No. 3-10055
   In the Matter of

   Dwight H. Stephens
   ORDER DISCONTINUING
   PROCEEDINGS

   The Division of Enforcement and the Office of the Secretary have been
   unable to serve Dwight H. Stephens with the Order Instituting
   Proceedings issued on September 30, 1999, nor has Stephens otherwise
   appeared in this action. Under the circumstances, it is appropriate to
   discontinue the proceedings without prejudice.

   Accordingly, IT IS ORDERED that the proceedings against Dwight H.
   Stephens be, and they hereby are, discontinued, without prejudice.

   By the Commission.

   Margaret H. McFarland

   Deputy Secretary
     _________________________________________________________________

Modified 07/07/2000
SNIPPETS:
  • UNITED STATES OF AMERICA
  • SECURITIES AND EXCHANGE COMMISSION
  • Securities Exchange Act of 1934
  • Admin.
  • Proc.
  • File No. 3-10055 In the Matter of
  • ORDER DISCONTINUING PROCEEDINGS
  • The Division of Enforcement and the Office of the Secretary have been unable to serve Dwight
  • it is appropriate to discontinue the proceedings without prejudice.
  • Accordingly, IT IS ORDERED that the proceedings against Dwight H. Stephens be, and they
  • Margaret H. McFarland
  •    |