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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
ANDERSON KERNS JERRY ROBERT SECURITIES EXCHANGE PETITION REVIEW PURSUANT DECISION BARRING ANDERSON BROKER DEALER UNITED STATES AMERICA SECURITIES EXCHANGE ACT ADMIN PROC MATTER FILING PROCEEDING PRACTICE ADMINISTRATIVE LAW JUDGE GENERAL COUNSEL DELEGATED AUTHORITY FOOTNOTE |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Rel. No. 43015 \ July 7, 2000
Admin. Proc. File No. 3-10027
_________________________________________________________________
In the Matter of
JERRY W. ANDERSON
and
ROBERT M. KERNS
_________________________________________________________________
NOTICE THAT INITIAL DECISION HAS BECOME FINAL
The time for filing a petition for review of the initial decision in
this proceeding has expired. No such petition has been filed, and the
Commission has not chosen to review the decision on its own
initiative.
Accordingly, notice is hereby given, pursuant to Rule 360(e) of the
Commission's Rules of Practice, that the initial decision of the
administrative law judge^ has become the final decision of the
Commission with respect to Jerry W. Anderson and Robert M. Kerns. The
order contained in that decision barring Anderson and Kerns from
association with any broker or dealer is hereby declared effective.
For the Commission by the Office of the General Counsel, pursuant to
delegated authority.
Jonathan G. Katz
Secretary
_________________________________________________________________
Footnote
has become the final decision of the Commission with respect to Jerry
W. Anderson and Robert M. Kerns. The order contained in that decision
barring Anderson and Kerns from association with any broker or dealer
is hereby declared effective.
_________________________________________________________________
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