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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COMMISSION EXCHANGE PROCEEDING MARKET MAKER FCMI STOCK SECURITIES TRADER PRICE RISE RKS EXCHANGE ACT SUBMITTING QUOTES BROKER-DEALER BID QUOTES INSTITUTING NASDAQ SYSTEM ARRANGEMENT MONEY ORDER THEREUNDER VIOLATION SUSPENSION PACIFIC REGIONAL OFFICE UNITED STATES CEASE-AND-DESIST PROCEEDING FINDINGS SANCTIONS ENTRY DEFUNCT QUOTATIONS |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 43018 / July 10, 2000
ADMINISTRATIVE PROCEEDING
File No. 3-10248
_________________________________________________________________
In the Matter of
TIMOTHY J. TYRRELL,
Respondent.
_________________________________________________________________
ORDER INSTITUTING PUBLIC
ADMINISTRATIVE AND CEASE-
AND-DESIST PROCEEDING,
MAKING FINDINGS AND
IMPOSING SANCTIONS AND
CEASE-AND-DESIST ORDER
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate in the public interest and for the protection of investors
to institute a public administrative and cease-and-desist proceeding
pursuant to Sections 15(b)(6), and 19(h), and 21C of the Securities
Exchange Act of 1934 ("Exchange Act") against Timothy J. Tyrrell
("Tyrrell"). Accordingly, IT IS HEREBY ORDERED that said proceeding
be, and hereby is, instituted.
II.
In anticipation of the institution of this proceeding, Tyrrell has
submitted an Offer of Settlement ("Offer") which the Commission has
determined to accept. Solely for the purpose of this proceeding and
any other proceedings brought by or on behalf of the Commission, or in
which the Commission is a party, and without admitting or denying the
findings contained herein, except that Tyrrell admits the jurisdiction
of the Commission over him and over the subject matter of this
proceeding, Tyrrell consents to the entry of the findings and remedial
sanctions set forth below.
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