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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
SECURITIES ACT PRICE EXCHANGE BIGMAR ECOTYRE BIGMAR SHARES ROBERTI PRINCIPATO CUSTOMERS IPO COMMISSION RETAIL VIOLATION PROCEEDING SOLD PURCHASING CONTROLLING SALES MANIPULATING THEREUNDER PAY ENTRY INVENTORY HEREBY BROKER-DEALER TRADING AFTERMARKET MONEY ORDER |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
RELEASE NO. 7876 / July 24, 2000
SECURITIES EXCHANGE ACT OF 1934
RELEASE NO. 43067 / July 24, 2000
ADMINISTRATIVE PROCEEDING
FILE NO. 3-9923
In the Matter of
L.T. LAWRENCE & CO., INC.,
TODD E. ROBERTI, and
LAWRENCE PRINCIPATO,
Respondents.
ORDER MAKING FINDINGS
AND IMPOSING REMEDIAL
SANCTIONS
I.
In this public administrative proceeding ordered pursuant to Section
8A of the Securities Act of 1933 ("Securities Act") and Sections
15(b), 19(h) and 21C of the Securities Exchange Act of 1934 ("Exchange
Act"), L.T. Lawrence & Co., Inc. ("LAWR"), Todd E. Roberti ("Roberti")
and Lawrence Principato ("Principato") have submitted Offers of
Settlement ("Offers"), which the Commission has determined to accept.
Solely for the purpose of these proceedings and any other proceedings
brought by or on behalf of the Commission or in which the Commission
is a party, and without admitting or denying the findings contained in
this Order, except for the Commission's jurisdiction with respect to
the matters set forth in this Order and those facts which are set
forth in paragraph II.A.1. below, which LAWR, Roberti and Principato
admit, LAWR, Roberti and Principato consent to the entry of this
Order.
II.
On the basis of this Order, the Order Instituting Public
Administrative Proceedings in this matter and the Offers of Settlement
submitted by LAWR, Roberti and Principato, the Commission finds that
A. Respondents
SNIPPETS:
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