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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
ROSENBLATT EXCHANGE ACT SECURITIES ADMINISTRATIVE PROCEEDINGS LOTUS INSTITUTING PURSUANT HEREBY MAKING FINDINGS IMPOSING REMEDIAL SANCTIONS SETTLEMENT TENDER IBM AMOUNT UNITED STATES MATTER JONAH ROSENBLATT DEEMS PROTECTION INVESTORS ENTRY PERMANENT CONSENTS YORK BROKER-DEALER DISTRICT CIVIL VIOLATION THEREUNDER |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
Securities Exchange Act of 1934
Release No. 43076 / July 27, 2000
Administrative Proceeding
File No. 3-10259
_________________________________________________________________
In the Matter of
Jonah Rosenblatt,
Respondent.
_________________________________________________________________
ORDER INSTITUTING ADMINISTRATIVE
PROCEEDINGS, MAKING FINDINGS AND
IMPOSING REMEDIAL SANCTIONS
PURSUANT TO SECTIONS 15(b) AND
19(h) OF THE SECURITIES
EXCHANGE ACT OF 1934
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate in the public interest and for the protection of investors
that administrative proceedings be instituted pursuant to Sections
15(b) and 19(h) of the Securities Exchange Act of 1934 ("Exchange
Act") against Jonah Rosenblatt ("Rosenblatt").
In anticipation of the institution of these administrative
proceedings, Rosenblatt has submitted an Offer of Settlement, which
the Commission has determined to accept. Solely for purposes of these
proceedings and any other proceedings brought by, or on behalf of, the
Commission, or to which the Commission is a party, and without
admitting or denying the findings herein, except as to the
jurisdiction of the Commission over him and the subject matter of
these proceedings and the entry of the permanent injunction as
described in paragraph II.D. below, which he admits, Rosenblatt
consents to the entry of this Order Instituting Administrative
Proceedings, Making Findings and Imposing Remedial Sanctions Pursuant
to Sections 15(b) and 19(h) of the Securities Exchange Act of 1934
("Order").
Accordingly, IT IS HEREBY ORDERED that public administrative
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