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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COMMISSION WOLIS KEITH GROUP COMPLAINT SECURITIES EXCHANGE PRACTICE UNITED STATES ADMITTING EXCHANGE ACT ADMINISTRATIVE PROCEEDINGS INSTITUTING PURSUANT SETTLEMENT JUDGEMENT PERMANENT INJUNCTION REPORTING DISTRICT VIOLATIONS SALES MATTER PARAGRAPH JURISDICTION WOLIS CONSENTS ENTRY FEDERAL SECURITIES LAWS FLORIDA RELEVANT TIMES STATES DISTRICT COURT |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 43123 \ August 4, 2000
ACCOUNTING AND AUDITING ENFORCEMENT
Release No. 1290 / August 4, 2000
ADMINISTRATIVE PROCEEDING
File No. 3-10262
_________________________________________________________________
In the Matter of
Steven Wolis,
Respondent.
_________________________________________________________________
ORDER INSTITUTING PUBLIC
PROCEEDINGS AND OPINION
AND ORDER UNDER RULE 102(e)
OF THE COMMISSION'S RULES
OF PRACTICE
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative
proceedings be, and they hereby are, instituted against Steven Wolis
("Wolis") pursuant to paragraph three (3)(i)(A) of Rule 102(e) of the
Commission's Rules of Practice (17 C.F.R. § 201.102(e)(3)(i)(A))
("Rule 102(e)").
II.
In anticipation of the institution of these administrative
proceedings, Wolis has submitted an offer of settlement ("Settlement
Offer") which the Commission has determined to accept. Solely for the
purpose of these proceedings and any other proceeding brought by or on
behalf of the Commission or to which the Commission is a party, and
without admitting or denying the Commission's findings contained
herein, except for the jurisdiction of the Commission over him and
over the matters set forth in this order and that a Final Judgment of
Permanent Injunction and Other Relief ("Final Judgment") has been
entered against him as set forth in Paragraph III below, which are
SNIPPETS:
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