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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
PALATIN WEISSENBERGER EXCHANGE ACT FRIEDBERG COMMISSION FILINGS DISCLOSE BARTON VIOLATIONS OBLIGATION FACTS PLEDGE MATERIALS REPORTING AUTHORIZING SHARES PURSUANT AGREEMENT TRANSACTIONS CONTROL FUNDS EXCHANGE ACT RULES SECURITIES EXCHANGE ACT FINDINGS DIRECTORS IPO INSTITUTING PARTY MISLEADING |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 43129 / August 8, 2000
ACCOUNTING AND AUDITING ENFORCEMENT
Release No. 1291 / August 8, 2000
ADMINISTRATIVE PROCEEDING
File No. 3-10263
_________________________________________________________________
In the Matter of
AXEL E. FRIEDBERG and
RUDOLF J. WEISSENBERGER,
Respondents.
_________________________________________________________________
ORDER INSTITUTING PUBLIC
ADMINISTRATIVE PROCEEDINGS
PURSUANT TO SECTION 21C OF THE
SECURITIES EXCHANGE ACT OF 1934,
MAKING FINDINGS, AND IMPOSING A
CEASE-AND-DESIST ORDER
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate that public administrative proceedings be instituted
against Respondents Axel E. Friedberg ("Friedberg") and Rudolf J.
Weissenberger ("Weissenberger") pursuant to Section 21C of the
Securities Exchange Act of 1934 ("Exchange Act").
II.
In anticipation of the institution of these administrative
proceedings, Friedberg and Weissenberger have each submitted an Offer
of Settlement ("Offers") that the Commission has determined to accept.
Solely for the purpose of these proceedings, and any other proceedings
brought by or on behalf of the Commission, or in which the Commission
is a party, without admitting or denying the findings set forth
herein, except as to jurisdiction of the Commission over them and over
the subject matter of these proceedings, which Friedberg and
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