SEC v THEODORE URSU III, CPA - Legal Case Documents


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SEC v THEODORE URSU III, CPA

Keywords & Phrases

CaseNo: 34-43249, Defendant: Theodore Ursu III, CPA, Plaintiff: SEC, UniqueCaseRef: SEC>34-43249, Ursu, Commission, Administrative Proceedings, Practice, Public Administrative Proceedings, Pursuant, Theodore Ursu, Instituting, Findings, Hereby, Abs, Securities, Exchange Commission, Felony, United States, America, Accounting, Respondent, Making Findings, Sanctions, Admitting, Violating, Amount, Financial Figures, Preparing, Alleges, Reckless Disregard, Truth, Sales, Substantial Amount , ContentID: 120244260

Case Documents

2000-09-06

SEC ADMINISTRATIVE PROCEEDING
[ see first page and extracted highlights below ] ItemID: 110994

2 pages
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Total Documents: 1 document , 2 pages

Price: $ 19.95

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1 . SEC ADMINISTRATIVE PROCEEDING

EXTRACTED KEY WORDS

COMMISSION
ADMINISTRATIVE PROCEEDINGS
PRACTICE
PUBLIC ADMINISTRATIVE PROCEEDINGS
PURSUANT
THEODORE URSU
INSTITUTING
FINDINGS
HEREBY
ABS
SECURITIES
EXCHANGE COMMISSION
FELONY
UNITED STATES
AMERICA
ACCOUNTING
RESPONDENT
MAKING FINDINGS
SANCTIONS
ADMITTING
VIOLATING
AMOUNT
FINANCIAL FIGURES
PREPARING
ALLEGES
RECKLESS DISREGARD
TRUTH
SALES
SUBSTANTIAL AMOUNT

UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION

   SECURITIES EXCHANGE ACT OF 1934
   Release No. 43249 / September 6, 2000

   ACCOUNTING AND AUDITING ENFORCEMENT
   Release No. 1298 / September 6, 2000

   ADMINISTRATIVE PROCEEDING
   File No. 10279

   In the Matter of

   THEODORE URSU III, CPA

   Respondent.

   ORDER INSTITUTING PUBLIC
   ADMINISTRATIVE PROCEEDINGS
   PURSUANT TO RULE 102(e) OF THE
   COMMISSION'S RULES OF
   PRACTICE, MAKING FINDINGS,
   AND IMPOSING REMEDIAL
   SANCTIONS

   I.

   The Securities and Exchange Commission (Commission) deems it
   appropriate that public administrative proceedings be instituted
   pursuant to Rule 102(e)(2) of the Commission's Rules of Practice (17
   C.F.R. §201.102(e)(2)) against Theodore Ursu III (Ursu). In
   anticipation of these administrative proceedings, Ursu has submitted
   an Offer of Settlement (Offer) which the Commission has determined to
   accept. Solely for the purpose of this proceeding and any other
   proceeding brought by or on behalf of the Commission or to which the
   Commission is a party, and without admitting or denying the findings
   contained in the Commission's Order except for findings contained in
   Paragraphs III.A and III.B below, which are admitted, Ursu hereby
   consents to the entry of this Order Instituting Public Administrative
   Proceedings Pursuant to Rule 102(e) of the Commission's Rules of
   Practice, Making Findings, and Imposing Remedial Sanctions.

   II.

   Accordingly, IT IS ORDERED that public administrative proceedings
   pursuant to Rule 102(e) of the Commission's Rules of Practice be, and

SNIPPETS:

SECURITIES AND EXCHANGE COMMISSION

ACCOUNTING AND AUDITING ENFORCEMENT

THEODORE URSU III, CPA

Respondent.

PURSUANT TO RULE 102OF THE

COMMISSION'S RULES OF PRACTICE, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS

The Securities and Exchange Commission deems it appropriate that public administrative

Solely for the purpose of this proceeding and any other proceeding brought by or on behalf of posing Remedial Sanctions.

Accordingly, IT IS ORDERED that public administrative proceedings pursuant to Rule 102of the

On October 22, 1998, Ursu was convicted, pursuant to his guilty plea, of one count of

Ursu was sentenced to four months of home confinement, followed by two years of probation,

The criminal information charges that in August and September, 1995, Ursu, the senior

The information further alleges that in reckless disregard for the truth of these financial

the Commission finds that Ursu has been convicted of a felony within the meaning of Rule


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