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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
SECURITIES COMMISSION PROCEEDING EXCHANGE ACT INVESTORS JUDGEMENT INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDING AMTEL UNITED STATES ADMINISTRATIVE PROCEEDING FINDINGS SANCTIONS ENTRY DISTRICT DAVID RESPONDENT ADMINISTRATIVE PROCEEDING PURSUANT HEREBY PERMANENT INJUNCTION IMPOSING REMEDIAL SANCTIONS DEEMS PROTECTION COMMUNICATIONS BROKER-DEALER STATES DISTRICT COURT SOUTHERN DISTRICT CALIFORNIA VIOLATING |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 43278 / September 11, 2000
ADMINISTRATIVE PROCEEDING
File No. 3-10285
In the Matter of
DAVID S. DARLING,
Respondent.
ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDING PURSUANT TO
SECTIONS 15(b) AND 19(h) OF THE SECURITIES EXCHANGE ACT OF 1934,
MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate in the public interest and for the protection of investors
that a public administrative proceeding be instituted pursuant to
Sections 15(b) and 19(h) of the Securities Exchange Act of 1934
("Exchange Act") against Respondent David S. Darling ("Darling" or
"Respondent").
Accordingly, IT IS HEREBY ORDERED that said proceeding against Darling
be, and hereby is, instituted.
II.
In anticipation of the institution of this proceeding, Darling has
submitted an Offer of Settlement ("Offer") to the Commission, which
the Commission has determined to accept. Solely for the purpose of
this proceeding and any other proceeding brought by or on behalf of
the Commission, or in which the Commission is a party, and without
admitting or denying the findings herein, except that Darling admits
the jurisdiction of the Commission over him and over the subject
matter of this proceeding, the entry of the criminal judgment against
him set forth in Section III.B. and the entry of the final judgment of
permanent injunction against him set forth in Section III.C., Darling
consents to the entry of this Order Instituting Public Administrative
Proceeding Pursuant to Sections 15(b) and 19(h) of the Securities
Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions
("Order") and to the entry of the findings and sanctions set forth
below.
SNIPPETS:
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