SEC v E-INVEST, INC., FORMERLY KNOWN AS, et al


\|

Keywords & Phrases

CaseNo: 33-7892A, Defendant: E-Invest, Inc., formerly known as, Ashtin Kelly & Co. and William Jonathan Wride. Release Nos. 33-7892A, 34-43315A, Plaintiff: SEC, State: IN Indiana, UniqueCaseRef: SEC>33-7892A, Ashtin, Respondent, Exchange Act, Wride, Securities, Commission, Offerings, Violations, Marine, Investors, Suncoast, Money, Amount, Funds, Books, Aforesaid, Stock, Registration Statement, Committing, Soliciting, Accounts, Parent Company, Loan, Pursuant, Shares, United States, Broker, Firm, Registered Representatives, Liability , ContentID: 120244247

Case Documents

2000-09-21

SEC ADMINISTRATIVE PROCEEDING
[ see first page and extracted highlights below ] ItemID: 110981

8 pages
HTML

Total Documents: 1 document , 8 pages

Price: $ 19.95

IVESLCD01 KGI0001

1 . SEC ADMINISTRATIVE PROCEEDING

EXTRACTED KEY WORDS

RESPONDENT
EXCHANGE ACT
WRIDE
SECURITIES
COMMISSION
OFFERINGS
VIOLATIONS
MARINE
INVESTORS
SUNCOAST
MONEY
AMOUNT
FUNDS
BOOKS
AFORESAID
STOCK
REGISTRATION STATEMENT
COMMITTING
SOLICITING
ACCOUNTS
PARENT COMPANY
LOAN
PURSUANT
SHARES
UNITED STATES
BROKER
FIRM
REGISTERED REPRESENTATIVES
LIABILITY

UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION

   SECURITIES ACT OF 1933
   Release No. 7892A / September 21,2000

   SECURITIES EXCHANGE ACT OF 1934
   Release No. 43315A / September 21,2000
   ADMINISTRATIVE PROCEEDING
   File No. 3-10292

   In the Matter of

   E-INVEST, INC., formerly known as,
   ASHTIN KELLY & CO.,
   and WILLIAM JONATHAN WRIDE
   Respondent.
   CORRECTED ADMINISTRATIVE AND
   CEASE-AND-DESIST
   PROCEEDINGS PURSUANT TO
   SECTION 8A OF THE
   SECURITIES ACT OF 1933 AND
   SECTIONS 15(b), 19(h) AND 21C
   OF THE SECURITIES
   EXCHANGE ACT OF 1934,
   MAKING FINDINGS
   AND IMPOSING REMEDIAL
   SANCTIONS AND
   A CEASE-AND-DESIST ORDER

   I.

   The Securities and Exchange Commission ("Commission") deems it
   appropriate, in the public interest and for the protection of
   investors, to institute public administrative and cease-and-desist
   proceedings pursuant to Section 8A of the Securities Act of 1933
   ("Securities Act") and Sections 15(b), 19(h) and 21C of the Securities
   Exchange Act of 1934 ("Exchange Act") against Respondents E-Invest,
   Inc., formerly known as, Ashtin Kelly & Co. ("Ashtin") and William
   Jonathan Wride ("Wride").

   II.

   In anticipation of the institution of these proceedings, Respondents
   Ashtin and Wride submitted Offers of Settlement ("Offers") to the
   Commission, which the Commission has determined to accept. Solely for
   the purpose of this proceeding and any other proceeding brought by or

SNIPPETS:

SECURITIES AND EXCHANGE COMMISSION

ASHTIN KELLY & CO.,

and WILLIAM JONATHAN WRIDE Respondent.

CORRECTED ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE

OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS AND A

Solely for the purpose of this proceeding and any other proceeding brought by or on behalf of elow, which are admitted, Respondents Ashtin and Wride by their Offers consent to the entry of

Pre-Selling by Ashtin during the Marine and Suncoast Offerings

In February and June of 1999, Ashtin took part in two initial public offerings as lead

The Form SB-2 registration statement filed in connection with the Marine offering was

The June 1999 offering offered for sale 700,000 shares of common stock in Suncoast Bancorp,

In its role as underwriter, Ashtin began soliciting expressions of interest in the Marine