 |
 |
|
|
|
|
|
|
|
| | | |
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
1
.
SEC ADMINISTRATIVE PROCEEDING
|
EXTRACTED KEY WORDS
COMMISSION EXCHANGE ACT SECURITIES INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS ADMINISTRATIVE PROCEEDINGS RESPONDENT PROCEEDINGS PURSUANT PAUL KUCIK MAKING FINDINGS IMPOSING REMEDIAL SANCTIONS CRIMINAL INDICTMENT FRAUD UNITED STATES MATTER DEEMS PROTECTION INVESTORS ADMITTING HEREBY BROKER-DEALER PROMOTER CLIENTS PURCHASE SECURITIES PRISON PROBATION RESTITUTION FOREGOING IMPOSE |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 43321 / September 21, 2000
ADMINISTRATIVE PROCEEDING
File No. 3-10294
In the Matter of
PAUL KUCIK,
Respondent.
ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS PURSUANT TO
SECTIONS 15(b) AND 19(h) OF THE SECURITIES EXCHANGE ACT OF 1934,
MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS
I
The Securities and Exchange Commission ("Commission") deems it
appropriate, for the protection of investors, and in the public
interest that public administrative proceedings be instituted pursuant
to Sections 15(b) and 19(h) of the Securities Exchange Act of 1934
("Exchange Act") against Respondent Paul Kucik ("Kucik" or
"Respondent").
II
In anticipation of the institution of these proceedings, Kucik has
submitted an Offer of Settlement ("Offer") which the Commission has
determined to accept. Solely for the purpose of these proceedings and
any other proceedings brought by or on behalf of the Commission or to
which the Commission is a party, and without admitting or denying the
findings contained herein, except as to jurisdiction of the Commission
over Respondent and over the subject matter of this proceeding, and
except as to paragraphs III.A., and B., below, which are admitted.
Respondent Kucik, by his Offer, consents to the entry of this Order
Instituting Public Administrative Proceedings Pursuant to Sections
15(b) and 19(h) of the Exchange Act of 1934, Making Findings and
Imposing Remedial Sanctions ("Order").
Accordingly, it is ordered that proceedings pursuant to Sections 15(b)
and 19(h) of the Exchange Act be, and hereby are, instituted.
III
On the basis of this Order and Respondent's Offer, the Commission
SNIPPETS:
|
|
|
| | | |
|
|
