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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
WANN PRACTICE PROCEEDING EXCHANGE ACT ACCOUNTANT SECURITIES INSTITUTING IDB REVIEW UNITED STATES ADMINISTRATIVE PROCEEDING CALIFORNIA RUDY WANN DISTRICT FIRM INFLATE EARNINGS INDEPENDENT ACCOUNTANT MEMBER ADMINISTRATIVE PROCEEDINGS PURSUANT MAKING FINDINGS REMEDIAL SANCTION SUBMITTING ENTRY JUDGEMENT PERMANENT INJUNCTION OFFICER RELEVANT PERIOD LICENSE |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 43326 / September 22, 2000
ACCOUNTING AND AUDITING ENFORCEMENT
Release No. 1306 / September 22, 2000
ADMINISTRATIVE PROCEEDING
File No. 3-10296
In the Matter of
RUDY WANN,
Respondent.
ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS PURSUANT TO RULE
102(e) OF THE COMMISSION'S RULES OF PRACTICE, MAKING FINDINGS AND
IMPOSING REMEDIAL SANCTION
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate that a public administrative proceeding be instituted
against Rudy Wann ("Wann") pursuant to Rule 102(e)/ of the
Commission's Rules of Practice.
Accordingly, IT IS HEREBY ORDERED that said proceeding be, and hereby
is, instituted.
II.
In anticipation of the institution of this public administrative
proceeding, Wann has submitted an Offer of Settlement ("Offer"), which
the Commission has determined to accept. Solely for the purpose of
this proceeding and any other proceedings brought by or on behalf of
the Commission or in which the Commission is a party, and without
admitting or denying the findings contained in this Order, except that
Wann admits the jurisdiction of the Commission over him and over the
subject matter of this proceeding and the entry of a Final Judgment of
Permanent Injunction and Other Relief against him as set forth in
paragraph III.D., Wann consents to the entry of this Order Instituting
Public Administrative Proceeding Pursuant to Rule 102(e) of the
Commission's Rules of Practice, Making Findings and Imposing Remedial
Sanction ("Order") as set forth below.
III.
SNIPPETS:
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