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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
SECURITIES COMMISSION EXCHANGE ACT INVESTMENT COMPLAINT INSTITUTING FINDINGS ALLEGES ORDER INSTITUTING IMPOSING REMEDIAL SANCTIONS SETTLEMENT ADMITTING VIOLATIONS ADMINISTRATIVE PROCEEDINGS ROGER MYATT DEEMS HEREBY DENYING PARAGRAPHS MYATT CONSENTS ENTRY BROKER-DEALER DEALERS PERMANENT THEREUNDER DISTRICT HIGH-YIELD EUROPEAN BANK INSTRUMENTS |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 44275 / May 8, 2001
Administrative Proceedings
File No. 3-10478
_________________________________________________________________
In the Matter of
ROGER MYATT,
_________________________________________________________________
ORDER INSTITUTING PUBLIC
PROCEEDINGS, MAKING
FINDINGS AND IMPOSING
REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative
proceedings be, and hereby are, instituted pursuant to Section
15(b)(6) of the Securities Exchange Act of 1934 ("Exchange Act")
against Roger Myatt ("Myatt").
In anticipation of the institution of these proceedings, Myatt has
submitted an Offer of Settlement ("Offer") to the Commission, which
the Commission has determined to accept. Solely for the purpose of
these proceedings and any other proceedings brought by or on behalf of
the Commission, or to which the Commission is a party, and without
admitting or denying the findings contained herein, except with
respect to paragraphs II. A and B, below, which are admitted, Myatt
consents to the issuance of this Order Instituting Proceedings, Making
Findings and Imposing Remedial Sanctions, and to the entry of the
findings and the imposition of the remedial sanctions set forth below.
II.
On the basis of this Order and the Offer of Settlement submitted by
Myatt, the Commission finds that
A. From January 1998 through June 1999, Myatt was an associated person
and employee of VSR Financial Services, Inc., a broker-dealer
registered with the Commission and a member of the National
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