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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COMMISSION PROCEEDING EXCHANGE ACT SECURITIES PURSUANT INSTITUTING FINDINGS MAKING FINDINGS REMEDIAL SANCTIONS HEREBY CRIMINAL CONVICTION ADMINISTRATIVE PROCEEDING MATTER CHRISTOPHER IMPOSING DEEMS ADMITTING ENTRY BROKER-DEALER INDICTMENT UNDERLYING ACTING FRAUD MAKING MISREPRESENTATIONS FALSE STATEMENTS NATURE SOLD INVESTORS FOREGOING IMPOSE |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 44358 / May 29, 2001
ADMINISTRATIVE PROCEEDING
File No. 3-10494
_________________________________________________________________
In the Matter of
CHRISTOPHER J. BRAND,
Respondent.
_________________________________________________________________
ORDER PURSUANT TO SECTION
15(b) OF THE SECURITIES
EXCHANGE ACT OF 1934
INSTITUTING PROCEEDINGS,
MAKING FINDINGS AND
IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that a public administrative
proceeding be, and hereby is, instituted pursuant to Section 15(b) of
the Securities Exchange Act of 1934 ("Exchange Act") against
Christopher James Brand ("Brand").
II.
In anticipation of the institution of these proceedings, Brand has
submitted an Offer of Settlement ("Offer") that the Commission has
determined to accept. Solely for the purpose of this proceeding and
any other proceeding brought by or on behalf of the Commission, or to
which the Commission is a party, and without admitting or denying the
Commission's findings contained herein, except as to the jurisdiction
of the Commission over him and over the subject matter of this
proceeding, and the fact of his criminal conviction set forth in
paragraph III.2 below, which are admitted, Brand consents to the entry
of this Order Pursuant to Section 15(b) of the Securities and Exchange
Act of 1934 Instituting Proceedings, Making Findings and Imposing
Remedial Sanctions ("Order").
SNIPPETS:
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