SEC v CARMEL EQUITY PARTNERS, et al


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Keywords & Phrases

CaseNo: 33-7982, Defendant: Carmel Equity Partners, et al., Plaintiff: SEC, UniqueCaseRef: SEC>33-7982, Goodrich, Act, Securities, Proceeding, Commission, Exchange Act, Findings, Times Relevant, Matter, Remedies, Eagle, United States, Pursuant, Cohig, Solana Beach, Stock, Teletek, Representatives, Pay Disgorgement, Impose, Investors, Hereby, Petition, Administrative Proceeding, Remedial Sanctions, Cease-and-desist Order, Respondent Richard, Registered Representatives, Colton Ventures , ContentID: 120243990

Case Documents

2001-06-01

SEC ADMINISTRATIVE PROCEEDING
[ see first page and extracted highlights below ] ItemID: 110724

4 pages
TXT

Total Documents: 1 document , 4 pages

Price: $ 19.95

IVESLCD01 KGI0001

1 . SEC ADMINISTRATIVE PROCEEDING

EXTRACTED KEY WORDS

ACT
SECURITIES
PROCEEDING
COMMISSION
EXCHANGE ACT
FINDINGS
TIMES RELEVANT
MATTER
REMEDIES
BUSINESS
EAGLE
UNITED STATES
PURSUANT
COHIG
SOLANA BEACH
STOCK
TELETEK
REPRESENTATIVES
PAY DISGORGEMENT
IMPOSE
INVESTORS
HEREBY
PETITION
ADMINISTRATIVE PROCEEDING
REMEDIAL SANCTIONS
CEASE-AND-DESIST ORDER
RESPONDENT RICHARD
REGISTERED REPRESENTATIVES
COLTON VENTURES

   UNITED STATES OF AMERICA
   Before the
   SECURITIES AND EXCHANGE COMMISSION

   Securities Act of 1933
   Release No. 7982 / June 1, 2001

   Securities Exchange Act of 1934
   Release No. 44379 / June 1, 2001

   Administrative Proceeding
   File No. 3-9187
     _________________________________________________________________

   In the Matter of

   CARMEL EQUITY PARTNERS,

   ET AL.
     _________________________________________________________________

   ORDER MAKING FINDINGS AND IMPOSING
   REMEDIAL SANCTIONS AND
   CEASE-AND-DESIST ORDER AGAINST
   RESPONDENT RICHARD L. GOODRICH

                                     I.

   The Securities and Exchange Commission ("Commission") instituted
   public administrative and cease-and-desist proceedings pursuant to
   Section 8A of the Securities Act of 1933 ("Securities Act"), and
   Sections 15(b), 19(h) and 21C of the Securities Exchange Act of 1934
   ("Exchange Act") in this matter on November 18, 1996. Respondent
   Richard L. Goodrich ("Goodrich") has submitted an Offer of Settlement
   ("Offer") which the Commission has determined to accept.

   Solely for the purpose of these proceedings and any other proceedings
   brought by or on behalf of the Commission or in which the Commission
   is a party, and without admitting or denying the findings herein,
   except for those contained in paragraphs II.A., D. and E.3. below,
   which are admitted, Goodrich consents to the entry of this Order
   Making Findings and Imposing Remedial Sanctions and Cease-and-Desist
   Order ("Order").

                                    II.

   On the basis of this Order and Respondents' Offer, the Commission
   makes the following findings

SNIPPETS:

SECURITIES AND EXCHANGE COMMISSION

Securities Exchange Act of 1934

ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS AND CEASE-AND-DESIST ORDER AGAINST

The Securities and Exchange Commission instituted public administrative and cease-and-desist

Respondent Richard L. Goodrich has submitted an Offer of Settlement which the Commission has

Cohig & Associates Inc. is a broker-dealer registered with the Commission pursuant to Section

At all times relevant to this proceeding, Eagle Holdings, Inc. was a publicly held

At all times relevant herein, Eagle common stock was traded on NASDAQ.

At all times relevant to this proceeding, Teletek, Inc. was a publicly held corporation with

At all times relevant herein, Teletek common stock traded in the over-the-counter markets,

Goodrich was employed as a registered representative at the Solana branch office of Cohig