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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COMMISSION SECURITIES DRAIME STONERIDGE PURSUANT REPORTING VIOLATIONS EQUITY SECURITIES PROMULGATED THEREUNDER BENEFICIAL OWNER SCOTT COMMON STOCK AMENDMENTS RESPONDENT INSTITUTING FINDINGS SETTLEMENT SCHEDULE OWNERSHIP TRANSACTIONS ALE CALENDAR INSIDER TIMELY FILE ADMINISTRATIVE PROCEEDINGS ISSUER SHARES OHIO ACCORDING |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 44384 / June 4, 2001
ADMINISTRATIVE PROCEEDING
File No. 3-10500
_________________________________________________________________
In the Matter of
Scott N. Draime,
Respondent.
_________________________________________________________________
ORDER INSTITUTING CEASE-
AND-DESIST PROCEEDINGS
PURSUANT TO SECTION 21C OF
THE SECURITIES EXCHANGE ACT
OF 1934 AND FINDINGS AND
ORDER OF THE COMMISSION
I.
The Commission deems it appropriate that public administrative
proceedings be, and they hereby are, instituted pursuant to Section
21C of the Securities Exchange Act of 1934 ("Exchange Act") to
determine whether Scott N. Draime ("Draime") violated Sections 13(g)
and 16(a) of the Exchange Act and Rules 13d-1, 13d-2, 16a-2 and 16a-3
promulgated thereunder.
II.
In anticipation of the institution of these administrative
proceedings, Draime ("the Respondent") has submitted an Offer of
Settlement which the Commission has determined to accept. Solely for
the purpose of these proceedings and any other proceeding brought by
or on behalf of the Commission or to which the Commission is a party,
the Respondent, without admitting or denying the matters set forth
herein, consents to the issuance of this Order Instituting
Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities
Exchange Act of 1934 and Findings and Order of the Commission ("the
Order"), and to the entry of the findings, and imposition of the
remedial sanctions set forth below.
SNIPPETS:
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