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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
RAMSON CUSTOMERS ACCOUNTS EXCHANGE ACT JPR MARGIN COMMISSION BROKER-DEALER LOANS REGULATION CREDIT TRADING TRANSACTIONS PURSUANT RESPONDENT DEALERS INSTITUTING EXTENDING RELEVANT TIMES SOUTHWEST PURCHASE FUNDS FEDERAL RESERVE BOARD FEDERAL RESERVE MONEY ORDER AUTHORITY VIOLATION CORPORATIONS PARTNERSHIP |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 44412 / June 13, 2001
ADMINISTRATIVE PROCEEDING
File No. 3-10504
_________________________________________________________________
In the Matter of
JEFFREY RAMSON,
Respondent.
_________________________________________________________________
ORDER INSTITUTING PUBLIC
ADMINISTRATIVE AND CEASE-AND-
DESIST PROCEEDINGS PURSUANT
TO SECTIONS 15(b) AND 21C OF THE
SECURITIES EXCHANGE ACT OF
1934, MAKING FINDINGS AND
IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative and
cease-and-desist proceedings be instituted against Jeffrey Ramson
("Ramson") pursuant to Sections 15(b) and 21C of the Securities
Exchange Act of 1934 ("Exchange Act").
II.
In anticipation of the institution of these proceedings, Ramson has
submitted an Offer of Settlement (the "Offer"), which the Commission
has determined to accept. Solely for the purpose of these proceedings
and any other proceedings brought by or on behalf of the Commission,
or to which the Commission is a party, and without admitting or
denying any of the findings contained herein, except as to the
jurisdiction of the Commission over him and over the subject matter of
these proceedings, which are admitted, Ramson consents to the entry of
this Order Instituting Public Administrative and Cease-and-Desist
Proceedings Pursuant to Sections 15(b) and 21C of the Securities
Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions
("Order"), by the Commission.
SNIPPETS:
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