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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
REPORTS BECKER VISTA COMMISSION VIOLATION FINANCIAL STATEMENTS SECURITIES ACCOUNTING SALES OVERSTATEMENTS GAAP THEREUNDER PURSUANT STOCK MISSTATEMENTS MATTER RESPONDENT INSTITUTING FINDINGS STOCK OWNERSHIP NET INCOME TRANSACTIONS ADMINISTRATIVE PROCEEDINGS PARTICIPATION BOOKS EPS SCIENTER CAUSING PROVISIONS |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 44460 / June 21, 2001
ACCOUNTING AND AUDITING ENFORCEMENT
Release No. 1412 / June 21, 2001
ADMINISTRATIVE PROCEEDING
File No. 3-10520
_________________________________________________________________
In the Matter of
MICHAEL J. BECKER
Respondent
_________________________________________________________________
ORDER INSTITUTING PUBLIC
PROCEEDINGS PURSUANT
TO SECTION 21C OF THE
SECURITIES EXCHANGE
ACT OF 1934, MAKING
FINDINGS AND IMPOSING
A CEASE-AND-DESIST
ORDER
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate that public administrative proceedings pursuant to Section
21C of the Securities Exchange Act of 1934 ("Exchange Act") be, and
they hereby are, instituted against Michael J. Becker ("Becker").
Accordingly, IT IS HEREBY ORDERED that said proceedings be, and hereby
are, instituted.
II.
In anticipation of the institution of these administrative
proceedings, Respondent Becker has submitted an Offer of Settlement
("Offer"), which the Commission has determined to accept. Solely for
the purpose of these proceedings and any other proceedings brought by
or on behalf of the Commission or in which the Commission is a party,
and without admitting or denying the findings herein, except that he
admits the jurisdiction of the Commission over him and over the
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