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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
RESPONDENT SECURITIES EXCHANGE ACT PETERS INSTITUTING PERMANENT DISTRICT UNITED STATES MAKING FINDINGS PURSUANT ILLINOIS SETTLEMENT IMPOSING REMEDIAL SANCTIONS COMMISSION DEEMS HEREBY PERMANENT INJUNCTION STATES DISTRICT COURT ENJOINING RESPONDENT FUTURE VIOLATIONS PURPOSE BROKER-DEALER JUDGEMENT ISSUANCE RESIDENT EVANSTON CIVIL ACTION SBC FOREGOING DEALER |
UNITED STATES OF AMERICA
Before The
SECURITIES AND EXCHANGE COMMISSION
Securities Exchange Act of 1934
Release No. 42977 / June 23, 2000
Administrative Proceeding
File No. 3-10241
_________________________________________________________________
In the Matter of
REUBEN D. PETERS,
Respondents.
_________________________________________________________________
ORDER INSTITUTING PUBLIC
PROCEEDINGS, MAKING FINDINGS
AND IMPOSING REMEDIAL SANCTIONS
PURSUANT TO SECTION 15(b) OF THE
SECURITIES EXCHANGE ACT OF 1934
I.
The Commission deems it appropriate and in the public interest that
proceedings pursuant to Section 15(b)(6) of the Securities Exchange
Act of 1934 ("Exchange Act") be, and they hereby are, instituted
against Reuben D. Peters ("Respondent") to determine whether action is
necessary in light of the permanent injunction entered against
Respondent by the United States District Court for the Northern
District of Illinois on June 16, 2000, permanently restraining and
enjoining Respondent from future violations of Section 17(a)(2)-(3) of
the Securities Act of 1933 (15 U.S.C. § 77q(a)(2)-(3)).
In anticipation of the institution of these proceedings, Respondent
has submitted an Offer of Settlement for the purpose of disposing of
the issues raised by these proceedings. The Commission has determined
to accept Respondent's Offer of Settlement.
Solely for the purposes of this proceeding and any other proceedings
brought by or on behalf of the Commission or in which the Commission
is a party, and, without admitting or denying the matters set forth in
the Order Instituting Public Proceedings, Making Findings and Imposing
Remedial Sanctions Pursuant to Section 15(b) of the Exchange Act (the
"Order"), except as to jurisdiction, which the Respondent admits,
SNIPPETS:
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