 |
 |
|
|
|
|
|
|
|
| | | |
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
1
.
SEC ADMINISTRATIVE PROCEEDING
|
EXTRACTED KEY WORDS
COMMISSION SECURITIES DEVILLE INVESTORS PURSUANT ADMINISTRATIVE PROCEEDINGS INSTITUTING DISTRICT FINDINGS RESPONDENT HEREBY FINANCING STATEMENT TRADING PROGRAM JUDGEMENT PRIVATE POOL INVESTOR FUNDS SWORN REPRESENTATIONS JEFFREY SANCTIONS PURSUANT SETTLEMENT ADMITTING PERMANENT INJUNCTIONS CONSENT BASIS BROKER-DEALER COMPLAINT UNREGISTERED SECURITIES CIVIL THEREUNDER |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 44474 / June 26, 2001
ADMINISTRATIVE PROCEEDING
File No. 3-10524
_________________________________________________________________
In the matter of
Jeffrey A. DeVille
_________________________________________________________________
ORDER INSTITUTING ADMINISTRATIVE
PROCEEDINGS, MAKING
FINDINGS AND IMPOSING REMEDIAL
SANCTIONS PURSUANT TO SECTIONS 15(b)
AND 19(h)OF THE SECURITIES EXCHANGE
ACT of 1934
I.
The Securities and Exchange Commission (the "Commission") deems it in
the public interest and for the protection of investors that
administrative proceedings be instituted pursuant to Sections 15(b)
and 19(h) of the Securities Exchange Act of 1934 ("Exchange Act")
against Jeffrey A. DeVille ("respondent").
In anticipation of the institution of these administrative
proceedings, respondent has submitted an Offer of Settlement (the
"Offer") which the Commission has determined to accept. Solely for the
purpose of these proceedings, and any other proceedings brought by or
on behalf of the Commission, or to which the Commission is a party,
and without admitting or denying the findings contained herein, except
as to the jurisdiction of the Commission over him and the subject
matter of these proceedings and the entry of the permanent injunctions
as described in paragraph II.D., below, which he admits, respondent
consents to the entry of this Order Instituting Administrative
Proceedings, Making Findings and Imposing Remedial Sanctions pursuant
to Sections 15(b) and 19(h) of the Securities Exchange Act of 1934
("Order").
Accordingly, IT IS HEREBY ORDERED that public administrative
proceedings be, and hereby are, instituted against respondent pursuant
to Sections 15(b) and 19(h) of the Exchange Act.
SNIPPETS:
|
|
|
| | | |
|
|
