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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COMMISSION EXCHANGE ACT SECURITIES PROCEEDING CYPRUS FUNDS RESPONDENT ESPOSITO INSTITUTING FINDINGS BROKER ADMINISTRATIVE PROCEEDING PROCEEDINGS PURSUANT SANCTIONS SETTLEMENT PERMANENT INJUNCTION INVESTMENT SALE UNITED STATES AMERICA MATTER PETER DEEMS ADMITTING ENTRY JUDGEMENT RELIEF CONSENTS HEREBY SHARES ASSET FREEZE |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 44486 / June 28, 2001
ADMINISTRATIVE PROCEEDING
File No. 3-10525
_________________________________________________________________
In the Matter of
PETER J. ESPOSITO,
Respondent.
_________________________________________________________________
ORDER INSTITUTING
PUBLIC ADMINISTRATIVE
PROCEEDINGS PURSUANT
TO SECTION 15(b)
OF THE SECURITIES
EXCHANGE ACT OF 1934,
MAKING FINDINGS
AND IMPOSING REMEDIAL
SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest to institute public
administrative proceedings pursuant to Section 15(b) of the Securities
Exchange Act of 1934 ("Exchange Act") against Respondent Peter J.
Esposito ("Esposito").
II.
In anticipation of the institution of these proceedings, Respondent
Esposito submitted an Offer of Settlement ("Offer") to the Commission,
which the Commission has determined to accept. Solely for the purpose
of this proceeding and any other proceeding brought by or on behalf of
the Commission, or in which the Commission is a party, and without
admitting or denying the findings contained herein, except as to the
jurisdiction of the Commission over Respondent Esposito and over the
subject matter of this proceeding and as to findings contained in
Section III.1. below and as to the entry of a Final Judgment of
Permanent Injunction and Other Relief as set forth in Section III.4.
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