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SEC v SCOTT K. BARTON, CPA Click to find out why . . .



Keywords & Phrases
CaseNo: 34-44500, Defendant: Scott K. Barton, CPA, Plaintiff: SEC, State: OR Oregon, UniqueCaseRef: SEC>34-44500, Commission, Barton, Practice, Exchange, Accountant, Paracelsus, Securities, Exchange Act, Findings, Review, Respondent, Instituting, Pursuant, Complaint, United States, Judgement, Permanent, District, Firm, Cpa, Remedial Sanctions, Admitting, Jurisdiction, Texas, Healthcare Corporation, Offerings, Reports, Common Stock, States District Court, Houston Division , ContentID: 120243951

Case Documents
1 2001-07-02 SEC ADMINISTRATIVE PROCEEDING
[ see first page and extracted highlights below  ] ItemID: 110685
4 pages
HTML
Total Documents: 1 document , 4 pages
Price: $ 19.95


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1 . SEC ADMINISTRATIVE PROCEEDING

EXTRACTED KEY WORDS
BARTON
PRACTICE
EXCHANGE
ACCOUNTANT
PARACELSUS
SECURITIES
EXCHANGE ACT
FINDINGS
REVIEW
RESPONDENT
INSTITUTING
PURSUANT
COMPLAINT
UNITED STATES
JUDGEMENT
PERMANENT
DISTRICT
FIRM
CPA
REMEDIAL SANCTIONS
ADMITTING
JURISDICTION
TEXAS
HEALTHCARE CORPORATION
OFFERINGS
REPORTS
COMMON STOCK
STATES DISTRICT COURT
HOUSTON DIVISION
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934
Release No. 44500 / July 2, 2001

   ACCOUNTING AND AUDITING ENFORCEMENT
   Release No. 1417 / July 2, 2001

   ADMINISTRATIVE PROCEEDING
   File No. 3-10528
     _________________________________________________________________

   In the Matter of

   Scott K. Barton, CPA

     Respondent.
     _________________________________________________________________

   ORDER INSTITUTING PROCEEDINGS
   PURSUANT TO RULE 102(e) OF THE
   COMMISSION'S RULES OF PRACTICE,
   MAKING FINDINGS, AND IMPOSING
   REMEDIAL SANCTIONS

                                     I.

   The Securities and Exchange Commission ("Commission") deems it
   appropriate to institute public administrative proceedings pursuant to
   Rule 102(e) of the Commission's Rules of Practice against Scott K.
   Barton, CPA ("Respondent" or "Barton").

                                    II.

   In anticipation of the institution of these administrative
   proceedings, Respondent has submitted an Offer of Settlement
   ("Offer"), which the Commission has determined to accept. Solely for
   the purpose of these proceedings, and any other proceeding brought by
   or on behalf of the Commission, or in which the Commission is a party,
   and without admitting or denying the findings set forth below, except
   that he admits the Commission's finding that a Final Judgment of
   Permanent Injunction and Other Relief has been entered against him as
   set forth in Paragraph III.C below and admits the Commission's
   jurisdiction over him and over the subject matter of these
   proceedings, Respondent consents to the entry of this Order
   Instituting Proceedings Pursuant to Rule 102(e) of the Commission's
SNIPPETS:
  • SECURITIES AND EXCHANGE COMMISSION
  • COMMISSION'S RULES OF PRACTICE, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS
  • The Securities and Exchange Commission deems it appropriate to institute public
  • Solely for the purpose of these proceedings, and any other proceeding brought by or on behalf espondent consents to the entry of this Order Instituting Proceedings Pursuant to Rule 102of the
  • Barton has been a licensed Certified Public Accountant with the State of California since
  • Paracelsus is a California corporation which registered a bond offering and began filing
  • Paracelsus registered offerings of common stock and notes and an exchange offer for the
  • On June 18, 2001, the Commission filed a complaint against Barton and others in the United
  • Solely for the purpose of settling these proceedings, Barton consented to the entry of a
  • a preparer or reviewer, or a person responsible for the preparation or review, of any public
  • Such an application must satisfy the Commission that Barton, or the firm with which he is endent accountant he will remain either a member of the SEC Practice Section or associated with a
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