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SAUCIER v KATZ Click to find out why . . .



Keywords & Phrases
CaseNo: SVK74092, CourtCode: SM, CourtName: SUPREME COURT OF THE UNITED STATES, Plaintiff: SAUCIER, State: IN Indiana, UniqueCaseRef: LCD>SVK74092, Excessive Force, Qualified Immunity, Officer, Reasonableness, Inquiry, Graham, Katz, Saucier, Summary Judgment, Facts, Violation, Objective Reasonableness, Judgement, Amendment, Arrest, Ante, Circuit, Anderson, Defense, Standard, Determination, Police, Petitioner, Concurring, Lower Courts, Shove, Mistakes, Opinion Concurring, Respondent, Confronting, Constitutionality, Parker, Vice, Governing, Merits, Inappropriate, Ruling, Sequence, Entitlement, Context, Souter, Dissenting, United States , ContentID: 120243731

Case Documents
1 2001-06-18 SOUTERDISSENTING
[ see first page and extracted highlights below  ] ItemID: 110286
1 pages
PDF
2 2001-06-18 GINSBURGCONCURRING
[ see first page and extracted highlights below  ] ItemID: 110285
5 pages
PDF
3 2001-03-20 SYLLABUS
[ see first page and extracted highlights below  ] ItemID: 110287
2 pages
PDF
4 2001-03-20 COURTOPINION
[ see first page and extracted highlights below  ] ItemID: 110284
2 pages
PDF
Total Documents: 4 documents , 10 pages
Price: $ 34.95


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1 . SOUTERDISSENTING

EXTRACTED KEY WORDS
DISSENTING
COURT
UNITED STATES
SUPREME COURT
DONALD SAUCIER
PETITIONER
ELLIOT
KATZ
DEFENSE
ANIMALS
WRIT
CERTIORARI
APPEALS
CIRCUIT
JUSTICE SOUTER
CONCURRING
OPINION
REMAND
QUALIFIED IMMUNITY STANDARD

Souter, J., dissenting
SUPREME COURT OF THE UNITED STATES
 No. 99-1977
 DONALD SAUCIER, PETITIONER v. ELLIOT M. KATZ
and IN DEFENSE OF ANIMALS
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE NINTH CIRCUIT
[June 18, 2001]
Justice Souter, concurring in part and dissenting in part.
I join Parts I and II of the Court's opinion, but would remand the case for application of
the qualified immunity standard.









SNIPPETS:
  • SUPREME COURT OF THE UNITED STATES
  • No. 99-1977 DONALD SAUCIER, PETITIONER v. ELLIOT M. KATZ and IN DEFENSE OF ANIMALS
  • ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
  • Justice Souter, concurring in part and dissenting in part.
  • I join Parts I and II of the Court's opinion, but would remand the case for application of

  • 2 . GINSBURGCONCURRING

    EXTRACTED KEY WORDS
    EXCESSIVE FORCE
    OFFICER
    REASONABLENESS
    GRAHAM
    QUALIFIED IMMUNITY
    OBJECTIVE REASONABLENESS
    JUDGEMENT
    SAUCIER
    INQUIRY
    ANTE
    KATZ
    VIOLATION
    AMENDMENT
    SUMMARY JUDGMENT
    STANDARD
    FACTS
    DETERMINATION
    POLICE
    LOWER COURTS
    SHOVE
    ANDERSON
    CONCURRING
    CIRCUIT
    CONFRONTING
    CONSTITUTIONALITY
    ARREST
    DEFENDANT
    PARKER
    PLAINTIFF
    
    
    Ginsburg, J., concurring in judgment
    SUPREME COURT OF THE UNITED STATES
     No. 99-1977
     DONALD SAUCIER, PETITIONER v. ELLIOT M. KATZ
    and IN DEFENSE OF ANIMALS
    ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
    APPEALS FOR THE NINTH CIRCUIT
    [June 18, 2001]
    Justice Ginsburg, with whom Justice Stevens and Justice Breyer join, concurring in the
    judgment.
    In Graham v. Connor, 490 U.S. 386 (1989), the Court announced and described an
    "objective reasonableness" standard to govern all claims that law enforcement officers, in
    violation of the Fourth Amendment, used excessive force in the course of an arrest.
    Measuring material facts of this case that are not subject to genuine dispute against the
    Graham standard, I conclude that officer Saucier's motion for summary judgment should
    have been granted. I therefore concur in the Court's judgment. However, I would not
    travel the complex route the Court lays out for lower courts.
    Application of the Graham objective reasonableness standard is both necessary, under
    currently governing precedent, and, in my view, sufficient to resolve cases of this genre.
    The Court today tacks on to a Graham inquiry a second, overlapping objective
    reasonableness inquiry purportedly demanded by qualified immunity doctrine. The two-
    part test today's decision imposes holds large potential to confuse. Endeavors to bring the
    Court's abstract instructions down to earth, I suspect, will bear out what lower courts
    have already observed­paradigmatically, the determination of police misconduct in
    excessive force cases and the availability of qualified immunity both hinge on the same
    question: Taking into account the particular circumstances confronting the defendant
    officer, could a reasonable officer, identically situated, have believed the force employed
    was lawful? See, e.g., Roy v. Inhabitants of City of Lewiston, 42 F.3d 691, 695 (CA1
    1994); Rowland v. Perry, 41 F.3d 167, 173 (CA4 1994). Nothing more and nothing else
    need be answered in this case.
    I All claims that law enforcement officers have used excessive force in the course of an
    arrest, Graham made explicit, are to be judged "under the Fourth Amendment and its
    `reasonableness' standard, rather than under a `substantive due process' approach." 490
    U.S., at 395. Underlying intent or motive are not relevant to the inquiry; rather, "the
    question is whether the officers' actions are `objectively reasonable' in light of the facts
    and circumstances confronting them." Id., at 397. The proper perspective in judging an
    excessive force claim, Graham explained, is that of "a reasonable officer on the scene"
    and "at the moment" force was employed. Id., at 396. "Not every push or shove," the
    Court cautioned, "even if it may later seem unnecessary in the peace of a judge's
    chambers, violates the Fourth Amendment." Ibid. (citation omitted). "The calculus of
    reasonableness" must allow for the reality that "police officers are often forced to make
    split-second judgments" about the force a particular situation warrants "in circumstances
    that are tense, uncertain, and rapidly evolving." Id., at 396-397.
    
    
    
    
    
    SNIPPETS:
  • ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
  • Justice Ginsburg, with whom Justice Stevens and Justice Breyer join, concurring in the
  • In Graham v. Connor, 490 U.S. 386, the Court announced and described an "objective
  • Measuring material facts of this case that are not subject to genuine dispute against the
  • I would not travel the complex route the Court lays out for lower courts.
  • Application of the Graham objective reasonableness standard is both necessary, under
  • The Court today tacks on to a Graham inquiry a second, overlapping objective reasonableness
  • I All claims that law enforcement officers have used excessive force in the course of an
  • Underlying intent or motive are not relevant to the inquiry; rather, "the question is whether
  • "The calculus of reasonableness" must allow for the reality that "police officers are often
  • Under Graham's instructions, the question in this case is whether officer Saucier, in light
  • it is not genuinely in doubt that "reasonable officer in position could have believed that
  • Katz's excessive force claim thus depended on the "gratuitously violent shove" he allegedly
  • Ante, at 12-13; see Brief for Respondents 3, n.
  • But critically, at no point did Katz say, specifically, that Saucier himself, and not only
  • The Court instructs lower courts first to undertake what appears to be an unadorned Graham
  • The Court therefore "assumea constitutional violation could have occurred," ante, at 12­i.e.,
  • see Street v. Parham, 929 F.2d 537, 540 (describing excessive force case as one "where the
  • Double counting "objective reasonableness," the Court appears to suggest, ante, at 4-5, is
  • As aptly observed by the Second Circuit, "even learned and experienced jurists have had
  • Lower courts, armed with Graham's directions, have not shied away from granting summary
  • The constitutionality of the ride-along practice was unsettled at the time of the

  • 3 . SYLLABUS

    EXTRACTED KEY WORDS
    EXCESSIVE FORCE
    INQUIRY
    OFFICER
    COURT
    SUMMARY JUDGMENT
    REASONABLENESS
    FACTS
    KATZ
    VIOLATION
    SAUCIER
    DEFENSE
    ARREST
    LAW
    GRAHAM
    MISTAKES
    OPINION CONCURRING
    CIRCUIT
    RESPONDENT
    PETITIONER
    AMENDMENT
    ANDERSON
    VICE
    GOVERNING
    MERITS
    INAPPROPRIATE
    RULING
    SEQUENCE
    ENTITLEMENT
    CONTEXT
    
    
    SUPREME COURT OF THE UNITED STATES
    SAUCIER v. KATZ et al.
    CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH
    CIRCUIT
     No. 99-1977. Argued March 20, 2001­Decided June 18, 2001
     Respondent Katz, president of respondent In Defense of Animals, filed a suit pursuant to
    Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388, against, inter alios,
    petitioner Saucier, a military policeman. Katz alleged, among other things, that Saucier
    had violated his Fourth Amendment rights by using excessive force in arresting him
    while he protested during Vice President Gore's speech at a San Francisco army base.
    The District Court declined to grant Saucier summary judgment on qualified immunity
    grounds. In affirming, the Ninth Circuit made a two-part qualified immunity inquiry.
    First, it found that the law governing Saucier's conduct was clearly established when the
    incident occurred. It therefore moved to a second step: to determine if a reasonable
    officer could have believed, in light of the clearly established law, that his conduct was
    lawful. The court concluded that this step and the merits of a Fourth Amendment
    excessive force claim are identical, since both concern the objective reasonableness of the
    officer's conduct in light of the circumstances the officer faced at the scene. Thus, it
    found, summary judgment based on qualified immunity was inappropriate.
    Held:
    1. A qualified immunity ruling requires an analysis not susceptible of fusion with the
    question whether unreasonable force was used in making the arrest. The Ninth Circuit's
    approach cannot be reconciled with Anderson v. Creighton, 483 U.S. 635. A qualified
    immunity defense must be considered in proper sequence. A ruling should be made early
    in the proceedings so that the cost and expenses of trial are avoided where the defense is
    dispositive. Such immunity is an entitlement not to stand trial, not a defense from
    liability. Mitchell v. Forsyth, 472 U.S. 511, 526. The initial inquiry is whether a
    constitutional right would have been violated on the facts alleged, for if no right would
    have been violated, there is no need for further inquiry into immunity. However, if a
    violation could be made out on a favorable view of the parties' submissions, the next,
    sequential step is whether the right was clearly established. This inquiry must be
    undertaken in light of the case's specific context, not as a broad general proposition. The
    relevant, dispositive inquiry is whether it would be clear to a reasonable officer that the
    conduct was unlawful in the situation he confronted. See Wilson v. Layne, 526 U.S. 603,
    615. The Ninth Circuit's approach­to deny summary judgment if a material issue of fact
    remains on the excessive force claim­could undermine the goal of qualified immunity to
    avoid excessive disruption of government and permit the resolution of many insubstantial
    claims on summary judgment. Harlow v. Fitzgerald, 457 U.S. 800, 818. If the law did not
    put the officer on notice that his conduct would be clearly unlawful, summary judgment
    based on qualified immunity is appropriate. The Ninth Circuit concluded that qualified
    immunity is duplicative in an excessive force case, thus eliminating the need for the
    second step. In holding that qualified immunity applied in the Fourth Amendment context
    just as it would for any other official misconduct claim, the Anderson Court rejected the
    argument that there is no distinction between the reasonableness standard for warrantless
    
    
    
    
    SNIPPETS:
  • SAUCIER v. KATZ et al. CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
  • Argued March 20, 2001­Decided June 18, 2001 Respondent Katz, president of respondent In
  • Katz alleged, among other things, that Saucier had violated his Fourth Amendment rights by
  • The District Court declined to grant Saucier summary judgment on qualified immunity grounds.
  • it found that the law governing Saucier's conduct was clearly established when the incident
  • It therefore moved to a second step: to determine if a reasonable officer could have
  • The court concluded that this step and the merits of a Fourth Amendment excessive force claim
  • Thus, it found, summary judgment based on qualified immunity was inappropriate.
  • A qualified immunity ruling requires an analysis not susceptible of fusion with the question
  • The Ninth Circuit's approach cannot be reconciled with Anderson v. Creighton,
  • A qualified immunity defense must be considered in proper sequence.
  • Such immunity is an entitlement not to stand trial,
  • The initial inquiry is whether a constitutional right would have been violated on the facts
  • However, if a violation could be made out on a favorable view of the parties' submissions,
  • This inquiry must be undertaken in light of the case's specific context, not as a broad
  • the immunity and excessive force inquiries remain distinct after Graham.
  • The qualified immunity inquiry's concern, on the other hand, is to acknowledge that
  • Petitioner was entitled to qualified immunity.
  • Souter, J., filed an opinion concurring in part and dissenting in part.

  • 4 . COURTOPINION

    EXTRACTED KEY WORDS
    EXCESSIVE FORCE
    INQUIRY
    OFFICER
    COURT
    SUMMARY JUDGMENT
    REASONABLENESS
    FACTS
    KATZ
    VIOLATION
    SAUCIER
    DEFENSE
    ARREST
    LAW
    GRAHAM
    MISTAKES
    OPINION CONCURRING
    CIRCUIT
    RESPONDENT
    PETITIONER
    AMENDMENT
    ANDERSON
    VICE
    GOVERNING
    MERITS
    INAPPROPRIATE
    RULING
    SEQUENCE
    ENTITLEMENT
    CONTEXT
    
    
    SUPREME COURT OF THE UNITED STATES
    SAUCIER v. KATZ et al.
    CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH
    CIRCUIT
     No. 99-1977. Argued March 20, 2001­Decided June 18, 2001
     Respondent Katz, president of respondent In Defense of Animals, filed a suit pursuant to
    Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388, against, inter alios,
    petitioner Saucier, a military policeman. Katz alleged, among other things, that Saucier
    had violated his Fourth Amendment rights by using excessive force in arresting him
    while he protested during Vice President Gore's speech at a San Francisco army base.
    The District Court declined to grant Saucier summary judgment on qualified immunity
    grounds. In affirming, the Ninth Circuit made a two-part qualified immunity inquiry.
    First, it found that the law governing Saucier's conduct was clearly established when the
    incident occurred. It therefore moved to a second step: to determine if a reasonable
    officer could have believed, in light of the clearly established law, that his conduct was
    lawful. The court concluded that this step and the merits of a Fourth Amendment
    excessive force claim are identical, since both concern the objective reasonableness of the
    officer's conduct in light of the circumstances the officer faced at the scene. Thus, it
    found, summary judgment based on qualified immunity was inappropriate.
    Held:
    1. A qualified immunity ruling requires an analysis not susceptible of fusion with the
    question whether unreasonable force was used in making the arrest. The Ninth Circuit's
    approach cannot be reconciled with Anderson v. Creighton, 483 U.S. 635. A qualified
    immunity defense must be considered in proper sequence. A ruling should be made early
    in the proceedings so that the cost and expenses of trial are avoided where the defense is
    dispositive. Such immunity is an entitlement not to stand trial, not a defense from
    liability. Mitchell v. Forsyth, 472 U.S. 511, 526. The initial inquiry is whether a
    constitutional right would have been violated on the facts alleged, for if no right would
    have been violated, there is no need for further inquiry into immunity. However, if a
    violation could be made out on a favorable view of the parties' submissions, the next,
    sequential step is whether the right was clearly established. This inquiry must be
    undertaken in light of the case's specific context, not as a broad general proposition. The
    relevant, dispositive inquiry is whether it would be clear to a reasonable officer that the
    conduct was unlawful in the situation he confronted. See Wilson v. Layne, 526 U.S. 603,
    615. The Ninth Circuit's approach­to deny summary judgment if a material issue of fact
    remains on the excessive force claim­could undermine the goal of qualified immunity to
    avoid excessive disruption of government and permit the resolution of many insubstantial
    claims on summary judgment. Harlow v. Fitzgerald, 457 U.S. 800, 818. If the law did not
    put the officer on notice that his conduct would be clearly unlawful, summary judgment
    based on qualified immunity is appropriate. The Ninth Circuit concluded that qualified
    immunity is duplicative in an excessive force case, thus eliminating the need for the
    second step. In holding that qualified immunity applied in the Fourth Amendment context
    just as it would for any other official misconduct claim, the Anderson Court rejected the
    argument that there is no distinction between the reasonableness standard for warrantless
    
    
    
    
    SNIPPETS:
  • SAUCIER v. KATZ et al. CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
  • Argued March 20, 2001­Decided June 18, 2001 Respondent Katz, president of respondent In
  • Katz alleged, among other things, that Saucier had violated his Fourth Amendment rights by
  • The District Court declined to grant Saucier summary judgment on qualified immunity grounds.
  • it found that the law governing Saucier's conduct was clearly established when the incident
  • It therefore moved to a second step: to determine if a reasonable officer could have
  • The court concluded that this step and the merits of a Fourth Amendment excessive force claim
  • Thus, it found, summary judgment based on qualified immunity was inappropriate.
  • A qualified immunity ruling requires an analysis not susceptible of fusion with the question
  • The Ninth Circuit's approach cannot be reconciled with Anderson v. Creighton,
  • A qualified immunity defense must be considered in proper sequence.
  • Such immunity is an entitlement not to stand trial,
  • The initial inquiry is whether a constitutional right would have been violated on the facts
  • However, if a violation could be made out on a favorable view of the parties' submissions,
  • This inquiry must be undertaken in light of the case's specific context, not as a broad
  • the immunity and excessive force inquiries remain distinct after Graham.
  • The qualified immunity inquiry's concern, on the other hand, is to acknowledge that
  • Petitioner was entitled to qualified immunity.
  • Souter, J., filed an opinion concurring in part and dissenting in part.
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