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SOUTERDISSENTING
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DISSENTING COURT UNITED STATES SUPREME COURT DONALD SAUCIER PETITIONER ELLIOT KATZ DEFENSE ANIMALS WRIT CERTIORARI APPEALS CIRCUIT JUSTICE SOUTER CONCURRING OPINION REMAND QUALIFIED IMMUNITY STANDARD |
Souter, J., dissenting SUPREME COURT OF THE UNITED STATES No. 99-1977 DONALD SAUCIER, PETITIONER v. ELLIOT M. KATZ and IN DEFENSE OF ANIMALS ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT [June 18, 2001] Justice Souter, concurring in part and dissenting in part. I join Parts I and II of the Court's opinion, but would remand the case for application of the qualified immunity standard.SNIPPETS: |
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GINSBURGCONCURRING
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EXCESSIVE FORCE OFFICER REASONABLENESS GRAHAM QUALIFIED IMMUNITY OBJECTIVE REASONABLENESS JUDGEMENT SAUCIER INQUIRY ANTE KATZ VIOLATION AMENDMENT SUMMARY JUDGMENT STANDARD FACTS DETERMINATION POLICE LOWER COURTS SHOVE ANDERSON CONCURRING CIRCUIT CONFRONTING CONSTITUTIONALITY ARREST DEFENDANT PARKER PLAINTIFF |
Ginsburg, J., concurring in judgment SUPREME COURT OF THE UNITED STATES No. 99-1977 DONALD SAUCIER, PETITIONER v. ELLIOT M. KATZ and IN DEFENSE OF ANIMALS ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT [June 18, 2001] Justice Ginsburg, with whom Justice Stevens and Justice Breyer join, concurring in the judgment. In Graham v. Connor, 490 U.S. 386 (1989), the Court announced and described an "objective reasonableness" standard to govern all claims that law enforcement officers, in violation of the Fourth Amendment, used excessive force in the course of an arrest. Measuring material facts of this case that are not subject to genuine dispute against the Graham standard, I conclude that officer Saucier's motion for summary judgment should have been granted. I therefore concur in the Court's judgment. However, I would not travel the complex route the Court lays out for lower courts. Application of the Graham objective reasonableness standard is both necessary, under currently governing precedent, and, in my view, sufficient to resolve cases of this genre. The Court today tacks on to a Graham inquiry a second, overlapping objective reasonableness inquiry purportedly demanded by qualified immunity doctrine. The two- part test today's decision imposes holds large potential to confuse. Endeavors to bring the Court's abstract instructions down to earth, I suspect, will bear out what lower courts have already observedparadigmatically, the determination of police misconduct in excessive force cases and the availability of qualified immunity both hinge on the same question: Taking into account the particular circumstances confronting the defendant officer, could a reasonable officer, identically situated, have believed the force employed was lawful? See, e.g., Roy v. Inhabitants of City of Lewiston, 42 F.3d 691, 695 (CA1 1994); Rowland v. Perry, 41 F.3d 167, 173 (CA4 1994). Nothing more and nothing else need be answered in this case. I All claims that law enforcement officers have used excessive force in the course of an arrest, Graham made explicit, are to be judged "under the Fourth Amendment and its `reasonableness' standard, rather than under a `substantive due process' approach." 490 U.S., at 395. Underlying intent or motive are not relevant to the inquiry; rather, "the question is whether the officers' actions are `objectively reasonable' in light of the facts and circumstances confronting them." Id., at 397. The proper perspective in judging an excessive force claim, Graham explained, is that of "a reasonable officer on the scene" and "at the moment" force was employed. Id., at 396. "Not every push or shove," the Court cautioned, "even if it may later seem unnecessary in the peace of a judge's chambers, violates the Fourth Amendment." Ibid. (citation omitted). "The calculus of reasonableness" must allow for the reality that "police officers are often forced to make split-second judgments" about the force a particular situation warrants "in circumstances that are tense, uncertain, and rapidly evolving." Id., at 396-397.SNIPPETS: |
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SYLLABUS
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EXTRACTED KEY WORDS
EXCESSIVE FORCE INQUIRY OFFICER COURT SUMMARY JUDGMENT REASONABLENESS FACTS KATZ VIOLATION SAUCIER DEFENSE ARREST LAW GRAHAM MISTAKES OPINION CONCURRING CIRCUIT RESPONDENT PETITIONER AMENDMENT ANDERSON VICE GOVERNING MERITS INAPPROPRIATE RULING SEQUENCE ENTITLEMENT CONTEXT |
SUPREME COURT OF THE UNITED STATES SAUCIER v. KATZ et al. CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT No. 99-1977. Argued March 20, 2001Decided June 18, 2001 Respondent Katz, president of respondent In Defense of Animals, filed a suit pursuant to Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388, against, inter alios, petitioner Saucier, a military policeman. Katz alleged, among other things, that Saucier had violated his Fourth Amendment rights by using excessive force in arresting him while he protested during Vice President Gore's speech at a San Francisco army base. The District Court declined to grant Saucier summary judgment on qualified immunity grounds. In affirming, the Ninth Circuit made a two-part qualified immunity inquiry. First, it found that the law governing Saucier's conduct was clearly established when the incident occurred. It therefore moved to a second step: to determine if a reasonable officer could have believed, in light of the clearly established law, that his conduct was lawful. The court concluded that this step and the merits of a Fourth Amendment excessive force claim are identical, since both concern the objective reasonableness of the officer's conduct in light of the circumstances the officer faced at the scene. Thus, it found, summary judgment based on qualified immunity was inappropriate. Held: 1. A qualified immunity ruling requires an analysis not susceptible of fusion with the question whether unreasonable force was used in making the arrest. The Ninth Circuit's approach cannot be reconciled with Anderson v. Creighton, 483 U.S. 635. A qualified immunity defense must be considered in proper sequence. A ruling should be made early in the proceedings so that the cost and expenses of trial are avoided where the defense is dispositive. Such immunity is an entitlement not to stand trial, not a defense from liability. Mitchell v. Forsyth, 472 U.S. 511, 526. The initial inquiry is whether a constitutional right would have been violated on the facts alleged, for if no right would have been violated, there is no need for further inquiry into immunity. However, if a violation could be made out on a favorable view of the parties' submissions, the next, sequential step is whether the right was clearly established. This inquiry must be undertaken in light of the case's specific context, not as a broad general proposition. The relevant, dispositive inquiry is whether it would be clear to a reasonable officer that the conduct was unlawful in the situation he confronted. See Wilson v. Layne, 526 U.S. 603, 615. The Ninth Circuit's approachto deny summary judgment if a material issue of fact remains on the excessive force claimcould undermine the goal of qualified immunity to avoid excessive disruption of government and permit the resolution of many insubstantial claims on summary judgment. Harlow v. Fitzgerald, 457 U.S. 800, 818. If the law did not put the officer on notice that his conduct would be clearly unlawful, summary judgment based on qualified immunity is appropriate. The Ninth Circuit concluded that qualified immunity is duplicative in an excessive force case, thus eliminating the need for the second step. In holding that qualified immunity applied in the Fourth Amendment context just as it would for any other official misconduct claim, the Anderson Court rejected the argument that there is no distinction between the reasonableness standard for warrantlessSNIPPETS: |
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COURTOPINION
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EXTRACTED KEY WORDS
EXCESSIVE FORCE INQUIRY OFFICER COURT SUMMARY JUDGMENT REASONABLENESS FACTS KATZ VIOLATION SAUCIER DEFENSE ARREST LAW GRAHAM MISTAKES OPINION CONCURRING CIRCUIT RESPONDENT PETITIONER AMENDMENT ANDERSON VICE GOVERNING MERITS INAPPROPRIATE RULING SEQUENCE ENTITLEMENT CONTEXT |
SUPREME COURT OF THE UNITED STATES SAUCIER v. KATZ et al. CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT No. 99-1977. Argued March 20, 2001Decided June 18, 2001 Respondent Katz, president of respondent In Defense of Animals, filed a suit pursuant to Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388, against, inter alios, petitioner Saucier, a military policeman. Katz alleged, among other things, that Saucier had violated his Fourth Amendment rights by using excessive force in arresting him while he protested during Vice President Gore's speech at a San Francisco army base. The District Court declined to grant Saucier summary judgment on qualified immunity grounds. In affirming, the Ninth Circuit made a two-part qualified immunity inquiry. First, it found that the law governing Saucier's conduct was clearly established when the incident occurred. It therefore moved to a second step: to determine if a reasonable officer could have believed, in light of the clearly established law, that his conduct was lawful. The court concluded that this step and the merits of a Fourth Amendment excessive force claim are identical, since both concern the objective reasonableness of the officer's conduct in light of the circumstances the officer faced at the scene. Thus, it found, summary judgment based on qualified immunity was inappropriate. Held: 1. A qualified immunity ruling requires an analysis not susceptible of fusion with the question whether unreasonable force was used in making the arrest. The Ninth Circuit's approach cannot be reconciled with Anderson v. Creighton, 483 U.S. 635. A qualified immunity defense must be considered in proper sequence. A ruling should be made early in the proceedings so that the cost and expenses of trial are avoided where the defense is dispositive. Such immunity is an entitlement not to stand trial, not a defense from liability. Mitchell v. Forsyth, 472 U.S. 511, 526. The initial inquiry is whether a constitutional right would have been violated on the facts alleged, for if no right would have been violated, there is no need for further inquiry into immunity. However, if a violation could be made out on a favorable view of the parties' submissions, the next, sequential step is whether the right was clearly established. This inquiry must be undertaken in light of the case's specific context, not as a broad general proposition. The relevant, dispositive inquiry is whether it would be clear to a reasonable officer that the conduct was unlawful in the situation he confronted. See Wilson v. Layne, 526 U.S. 603, 615. The Ninth Circuit's approachto deny summary judgment if a material issue of fact remains on the excessive force claimcould undermine the goal of qualified immunity to avoid excessive disruption of government and permit the resolution of many insubstantial claims on summary judgment. Harlow v. Fitzgerald, 457 U.S. 800, 818. If the law did not put the officer on notice that his conduct would be clearly unlawful, summary judgment based on qualified immunity is appropriate. The Ninth Circuit concluded that qualified immunity is duplicative in an excessive force case, thus eliminating the need for the second step. In holding that qualified immunity applied in the Fourth Amendment context just as it would for any other official misconduct claim, the Anderson Court rejected the argument that there is no distinction between the reasonableness standard for warrantlessSNIPPETS: |
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