SUPREME COURT OF THE UNITED STATES
PENRY v. JOHNSON, DIRECTOR, TEXAS DEPARTMENT OF CRIMINAL
JUSTICE, INSTITUTIONAL
DIVISION
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FIFTH
CIRCUIT
No. 00-6677. Argued March 27, 2001Decided June 4, 2001
In 1989, this Court held that petitioner Penry had been sentenced to death in violation of
the Eighth Amendment. At the close of the penalty hearing during Penry's first Texas
capital murder trial, the jury was instructed to answer three statutorily mandated "special
issues": (1) whether Penry's conduct was committed deliberately and with the reasonable
expectation that death would result; (2) whether it was probable that he would be a
continuing threat to society; and (3) whether the killing was unreasonable in response to
any provocation by the deceased. Although Penry had offered extensive evidence that he
was mentally retarded and had been severely abused as a child, the jury was never told it
could consider and give mitigating effect to that evidence in imposing sentence. In
holding that the jury had not been adequately instructed with respect to the mitigating
evidence, the Court found, among other things, that none of the special issues was broad
enough to allow the jury to consider and give effect to that evidence. Penry v. Lynaugh,
492 U.S. 302 (1989) (Penry I). When Texas retried Penry in 1990, he was again found
guilty of capital murder. During the penalty phase, the defense again put on extensive
evidence regarding Penry's mental impairments and childhood abuse. On direct
examination by the defense, a clinical neuropsychologist, Dr. Price, testified that he
believed Penry suffered from organic brain impairment and mental retardation. During
cross-examination, Price cited as one of the records he had reviewed in preparing his
testimony a psychiatric evaluation prepared by Dr. Peebles in 1977 at the request of
Penry's then-counsel to determine Penry's competency to stand trial on an earlier charge
unrelated to the murder at issue. Over a defense objection, Price recited a portion of that
evaluation which stated that it was Peebles' professional opinion that if Penry were
released, he would be dangerous to others. When it came time to submit the case to the
jury, the trial court instructed the jury to determine Penry's sentence by answering the
same three special issues that were at issue in Penry I. The trial court then gave a
"supplemental instruction": "[W]hen you deliberate on the ... special issues, you are to
consider mitigating circumstances, if any, supported by the evidence ... . If you find
[such] circumstances ... , you must decide how much weight they deserve, if any, and
therefore, give effect and consideration to them in assessing the defendant's personal
culpability at the time you answer the special issue. If you determine, when giving effect
to the mitigating evidence, if any, that a life sentence, as reflected by a negative finding
to the issue under consideration, rather than a death sentence, is an appropriate response
to [Penry's] personal culpability ... , a negative finding should be given to one of the
special issues." The verdict form itself, however, contained only the text of the three
special issues, and gave the jury two choices with respect to each: "Yes" or "No."
Because the jury unanimously answered "yes" to each special issue, the court sentenced
SNIPPETS:
INSTITUTIONAL DIVISION CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT
Argued March 27, 2001Decided June 4, 2001 In 1989, this Court held that petitioner Penry had
At the close of the penalty hearing during Penry's first Texas capital murder trial, the jury
Although Penry had offered extensive evidence that he was mentally retarded and had been
In holding that the jury had not been adequately instructed with respect to the mitigating
On direct examination by the defense, a clinical neuropsychologist, Dr. Price, testified that
Price cited as one of the records he had reviewed in preparing his testimony a psychiatric
Over a defense objection, Price recited a portion of that evaluation which stated that it was
In affirming, the Texas Court of Criminal Appeals rejected Penry's claims that the admission
the court held that the supplemental instruction met Penry I's constitutional requirements.
After his petition for state habeas corpus relief was denied, Penry petitioned for federal
Penry's argument is unavailing that the admission into evidence of the portion of the Peebles
The Court need not and does not decide whether the several respects in which this case
It also indicated that the Fifth Amendment analysis might be different where a defendant
To the extent the state court concluded that the substance of the jury instructions given at
The supplemental instruction thereby made the jury charge as a whole internally
|