 |
 |
|
|
|
|
|
|
|
| | | |
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
1
.
SEC LITIGATION RELEASE
|
EXTRACTED KEY WORDS
WALL COMMISSION SECURITIES INVESTORS COMPLAINT EXCHANGE BROKER-DEALER ACT COURT MONEY PRIVATE PLACEMENTS YORK ALLEGES UNITED STATES LITIGATION RELIEF TEMPORARY RESTRAINING ASSET FREEZE FIRM ACCORDING DISTRICT VIOLATION FRITO-LAY MATTEL TOYS OFFERINGS MOREOVER SOUTHERN DISTRICT COMMITTING SECURITIES FRAUD |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
LITIGATION RELEASE NO. 15471 / September 4, 1997
SECURITIES AND EXCHANGE COMMISSION V. JASON S. WALL, 97 Civ. 6526
(JSR)
(S.D.N.Y.)
The Commission announced that it filed a Complaint today in federal
court
in Manhattan charging a individual with having defrauded investors of
an
estimated $200,000 by inducing them to give him money to invest in
private
placements supposedly being offered by companies with familiar
sounding
names. In this action, the court granted the Commission s request
for
emergency relief, including a temporary restraining order and an
asset
freeze.
Named in the Complaint is:
Jason S. Wall, 26 years old, who is last known to have resided in
New
York, New York. In the past Jason S. Wall has worked as a
registered
representative for two broker-dealers: Investors Associates,
Inc.,
where Jason S. Wall worked from February 1994 through July 1994,
and
A.T. Brod & Co., where he worked for approximately one month until
the
firm closed in August 1994. Jason S. Wall has not been a
registered
representative of any registered broker-dealer since August
1994.
Specifically, the Complaint alleges that Jason S. Wall, since at
least
1996, has been promising investors who gave him money for investments
in
SNIPPETS:
|
|
|
| | | |
|
|
