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1
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MEMORANDUM OPINION
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EXTRACTED KEY WORDS
DEMAND PURPOSE BOOKS INSPECTION SUBSIDIARIES PLAINTIFF PROPER STOCK REQUEST REPORTS MISMANAGEMENT DEPOSITORY TRUST CLEARING CORPORATION INQUIRY OFFICERS COURT DELAWARE PHILADELPHIA MEMBER SEVERANCE STATED PURPOSE PAYMENT CARAPICO MERGER SECURITY PHLX WHOLLY-OWNED SUBSIDIARIES FINANCING AUDITS |
IN THE COURT O F CHANCERY OF THE STATE OF DELAWARE
IN AND FOR NEW CASTLE COUNTY
JOSEPH D . CARAPICO, >>
Plaintiff; > i :
1
V. C. A. No. 16764 NC
;
PH ILADELPHIA STOCK EXCHANGE, )
INC., a Delaware Corporation, >
>
Defendant. j
MEMORANDUM OPINION
Submitted: August 28,200O
Decided: September 27,200O
Charles Slanina, Esquire, TYB.OUT, REDFEARN & PELL, Wilmington,
Delaware; Francis Recchu-iti, Elsquire, VANGROSSI AND RECCHUITI,
Norristown, Pennsylvania, Att'omeys for Plaintiff.
Jon E. Abramczyk, Esquire, l'AORRIS, NICHOLS, ARSHT & TUNNELL,
Wilmington, Delaware, Attorneys for Defendant.
LAMB, Vice Chancellor
,
I. INTRODUCTION
Joseph Carapico, an owner of two seats on the Philadelphia Stock
Exchange ("Exchange" or "PHLX"), brought this action under 8 Del. C. $ 220
after the Exchange, a Delaware nonstock membership corporation, refused
Carapico"s October 20, 1998 [demand for inspection of its books and records.'
SNIPPETS:
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2
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REPLY BRIEF FOR PLAINTIFF
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EXTRACTED KEY WORDS
CARAPICO PLAINTIFF JOSEPH STOCK EXCHANGE INSPECTION PHILADELPHIA STOCK EXCHANGE DEFENDANT PURPOSE EXHIBIT DEMAND MOTION COUNSEL IMPROPER DEL PRIMARY PURPOSE PURCHASER REASONS ESQUIRE DISTRICT COURT SUMMARY JUDGMENT ACCUSATION SPECIFICITY MEMBERS HOLDING SPECIFICITY INSUFFICIENT WITHHELD BOARD MEMBERS BBC ACQUISITION COROORATION |
A5
IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE `r_--`
IN AND FOR NEW CASTLE COUNTY
JOSEPH D. CARAPICO,
Plaintiff
V. CA. NO. 16764
PHILADELPHIA STOCK EXCHANGE,
INC., a Delaware Corporation,
Defendant
REPLY BRIEF FOR PLAINTIFF, JOSEPH D. CARAPICO
FRANCIS RECCHUITI, ESQUIRE
VANGROSSI AND RECCHUITI
3 10 Swede Street
Norristown PA 1940 1
(6 10) 279-4200
CHARLES SLANINA, ESQUIRE
TYBOUT, REDFEARN & PELL
Suite 1100
300 Delaware Avenue
P. 0. Box 2092
Wilmington DE 19899
(302) 658-6901
Attorneys for Plaintiff,
Joseph D. Carapico
ARGUMENT
SNIPPETS:
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3
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DEFENDANTS POST-TRIAL BRIEF
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EXTRACTED KEY WORDS
PLAINTIFF DEMAND STATED PURPOSES PROPER BONA FIDE DEL INSPECTION EXCHANGE LITIGATION AFFILIATION PHILADELPHIA STOCK DELAWARE PROPOSED MERGER PHLX CONSULTANTS AGREEMENTS AMEX/NASD DEFENDANT PHILADELPHIA STOCK PURSUING TRANSACTION SETTLEMENT AGREEMENTS EVIDENCE SCCP FEINBERG BBC ACQUIISITION MANAQEMENTSERVS OKLAHOMA PUBLISHINQ GOODRICH DIE CASTINQ |
IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE 31
IN AND FOR NEW CASTLE COUNTY
JOSEPH I). C.ARAPICO, 1)
Plaintiff, ))
V. )
) C.A. No. 16764
PHILADELPHIA STOCK EXCHANGE, 1
INC., a Delaware corporation, )1
Defendant. )
DEFENDANT PHILADELPHIA STOCK
EXBANGE, INC.'S POST-TRIAL BRIEF
MORRIS, NICHOLS, ARSHT & TUNNELL
Jon E. Abramczyk
Donna L. Culver
1201 N. Market Street
P.O. Box 1347
Wilmington, DE 19899-1347
(302) 658-9200
Attorneys for Philadelphia
Stock Exchange, Inc.
August 218, 2000
1.
TABLE OF CONTENTS
Paqe
TABLE OF CITATIONS ii
NATURE AND STAGE OF THE PROCEEDING 1
STATEMENT OF FACTS 3
A. Plaintiff's History Of Litigating With
The PHLX. 3
SNIPPETS:
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4
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POST-HEARING BRIEF FOR PLAINTIFF
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EXTRACTED KEY WORDS
CARAPICO STOCK EXCHANGE DEPOSITORY CLEARING CORPORATION PHILADELPHIA STOCK DEMAND JOSEPH INSPECTION SEVERANCE SECURITIES REPORTS COMMITTEE WRONGDOING EXHIBIT DEL MEMBER FUNDS PLAINTIFF SETTLEMENT INVESTIGATIONS BASIS OFFICER REQUEST SUBSIDIARIES DEPOSITORY TRUST MARKET AGREEMENTS SEVERANCE PACKAGE FEINBERG |
IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE
:IN AND FOR NEW CASTLE COUNTY
JOSEPH :I. CARAPICO,
Plaintiff
-.n
V. C.A. NO. 16764 : r.. 2
.+
I_ .;
PHIL,ADELPHIA STOCK EXCHANGE, : .I
INC., a Delaware Corporation : s .."`
-; c.3
I'OS'I-HEARING BRIEF FOR PLAINTIFF, JOSEPH D. CARAPICO
FRANCIS RECCHUITI, ESQUIRE:
VANGROSSI AND RECCHUITI
310 Swede Street
Norristown PA 19401
(610) 279-4200
CHARLES SLANINA, ESQUIRE
TYBOUT, REDFEARN & PEL,L
Suite 1100
300 Delaware Avenue
P. 0. Box 2092
Wilmington DE 19899
(302) 658-6901
Attorneys for Plaintiff,
Joseph D. Carapico
TABLE OF CONTENTS
PAGE
Statement of the Nature and Stage of Proceedings . . . . `I
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